Search for: "Matter of Financial Corp."
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18 Mar 2021, 3:00 am
Crowdfunding: Corp Fin Issues Guidance on EDGAR Filing of Form C The SEC’s private offering simplification rule amendments became effective earlier this week, and as a follow-up to that, Corp Fin issued guidance yesterday on EDGAR filings of Form C for Regulation Crowdfunding offerings. [read post]
15 Mar 2021, 9:42 am
Eric Smith, commanding general of the Marine Corps Combat Development Command. [read post]
9 Mar 2021, 7:36 am
Financial challenges industrywide mean fewer resources for the big First Amendment fights. [read post]
5 Mar 2021, 3:03 am
Following last week’s SEC announcement that Corp Fin will be scrutinizing climate-related disclosures, yesterday the SEC issued an announcement about creation of an Enforcement Division Task Force focused on climate and ESG. [read post]
2 Mar 2021, 4:24 pm
The parent company apparently did not come forward with financial records top establish its lack of influence over pricing. [read post]
19 Feb 2021, 5:01 am
Just days prior to the email scam, the Trump administration reimposed severe sanctions on Iran, including on its financial sector. [read post]
18 Feb 2021, 9:15 am
” “We do not believe this matter will have a material adverse impact on our business or results of operations,” it added. [read post]
16 Feb 2021, 2:23 pm
M&T Bank Corp., 962 F.3d 701, 717 (3d Cir. 2020). [read post]
12 Feb 2021, 11:24 am
OFS Securities, Inc. and Oriental Financial Services Corp., Respondents (FINRA Arbitration Award)FINRA Fines and Suspends CCO / AMLCO For Structuring (BrokeAndBroker.com Blog)Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers (SEC Release)Statement of Commissioners Hester M. [read post]
12 Feb 2021, 6:06 am
Laclede Christy Works Southern Textile Corp. [read post]
11 Feb 2021, 8:10 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
8 Feb 2021, 9:21 am
Yet the Justice Department continued issuing these indictments and expanded the targets to include members of Iran’s Islamic Revolutionary Guard Corps, for its alleged role in a series of distributed denial-of-service attacks on U.S. financial institutions, and North Korean computer programmer Park Jin Hyok, for his alleged involvement in a host of attacks, including those on Sony Pictures Entertainment after the studio released “The Interview. [read post]
7 Feb 2021, 6:33 pm
Keays had the opportunity to reconsider its previous position on the matter, but refused to do so at para 67, as there was insufficient facts to make out a case for discrimination. [read post]
2 Feb 2021, 8:57 am
U.S. companies are not seeking out forced Uighur labor or hoping to secretly reap a financial benefit from it. [read post]
2 Feb 2021, 3:00 am
Transcript: “Streamlined MD&A and Financial Disclosures – Early Considerations” We have posted the transcript for the recent webcast – “Streamlined MD&A and Financial Disclosures: Early Considerations. [read post]
1 Feb 2021, 10:14 am
We are reviewing this matter. [read post]
1 Feb 2021, 3:47 am
Quattlebaum asked President Lone Hill about the financial state of WLCC and Wakpamni Lake Community and about the subject matter of the lawsuit. [read post]
28 Jan 2021, 6:09 pm
In this matter, despite a lengthy definition in the agreement of the word “transfer”, the parties still disputed its meaning. [read post]
25 Jan 2021, 10:15 am
NutriSearch Corp., No. 19-55343 (9th Cir. [read post]
21 Jan 2021, 9:06 am
That looming requirement led to an announcement on Friday that Southwest Business Corp., known as SWBC, will use Mastercard Inc. [read post]
