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22 Dec 2017, 12:06 am
It was mentioned that the use of disclaimed matter cannot amount to infringement (paragraph 13). [read post]
15 Dec 2017, 9:01 am
This update includes the following: Cryptocurrency Leadership Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Regulatory & Other Changes in 2016 Compliance Calendar **** Cryptocurrency Leadership: This year digital assets and cryptocurrencies have emerged in force as a separate and distinct asset class. [read post]
15 Dec 2017, 9:01 am
This update includes the following: Cryptocurrency Leadership Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Regulatory & Other Changes in 2016 Compliance Calendar **** Cryptocurrency Leadership: This year digital assets and cryptocurrencies have emerged in force as a separate and distinct asset class. [read post]
15 Dec 2017, 4:52 am
The matter gets prolonged. [read post]
12 Dec 2017, 4:36 pm
Below are some critical questions that ICO purveyors and investors alike should be asking themselves not just as a matter of SEC compliance – but also to determine which ICOs risk getting caught up in the SEC Cyber Unit’s ICO dragnet. [read post]
7 Dec 2017, 2:00 pm
So by requiring convertible digital currency exchanges to be registered with AUSTRAC, to conduct client due diligence, to keep transaction records and to report suspicious matters, the legislation will minimise the risk of misuse of digital currencies for illegal money-laundering and financing of crimes and terror activities. [read post]
1 Dec 2017, 7:50 am
However, traders benefiting from GIs are just as exposed to the risks of not adapting to sustainability challenges: there is the potential of harm to the prestige, attraction and authenticity of a GI otherwise. [read post]
20 Nov 2017, 2:33 pm
LX belongs to a subset of alternative trading systems known as “dark pools,” which permit investors to trade securities in a largely anonymous matter. [read post]
20 Nov 2017, 12:01 am
The three have been able to cooperate in such matters as suppressing piracy. [read post]
15 Nov 2017, 4:09 pm
After all, in 1907 it was not defamatory to describe a Free Trader as a Protectionist or a Protectionist as a Free Trader. [read post]
14 Nov 2017, 3:27 am
” Chairman Clayton, a seasoned securities regulation veteran and expert cautioned that many ICO platforms were susceptible to manipulation and other fraudulent practices by ICO insiders, management, and better-informed traders. [read post]
10 Nov 2017, 2:19 pm
Coinbase has vigorously resisted the John Doe summons, and the matter has been in litigation for the past year. [read post]
4 Nov 2017, 5:47 am
The producer or trader will then have to take all effective measures that can reasonably be requested from him, to avoid that his product will be provided for the patented second medical indication. [read post]
27 Oct 2017, 4:04 am
However, in considering damages, Davidson found “the truth of the matter is that no one knows how the arbitrators [in the FINRA action] came up with their number. [read post]
9 Oct 2017, 3:16 pm
Ambassador Bass adds that, “at this time we cannot predict how long it will take to resolve this matter. [read post]
4 Oct 2017, 8:36 am
., Studies in Contract Law (1980), 357, at p. 363: . . . the terms of the employment contract rarely result from an exercise of free bargaining power in the way that the paradigm commercial exchange between two traders does. [read post]
3 Oct 2017, 9:37 pm
But, that designation means Walmart, Target, Whole Foods, Trader Joe’s and other national and regional grocery retailers will have to pony up the data on their suppliers. [read post]
2 Oct 2017, 4:50 pm
The SEC’s disclosure that its EDGAR system had been had hacked was big news last week, as was the accompanying disclosure that the information accessed may have been used for improper trading. [read post]
22 Sep 2017, 7:18 am
While separate criminal charges have not been instituted against the defendants, in its release the CFTC expressed its appreciation for the cooperation and assistance it received from the New York County District Attorney’s Office in this matter. [read post]
16 Sep 2017, 9:00 pm
I’m pretty jaded when it comes to the federal government — no matter who is running it. [read post]
