Search for: "Michael Walls"
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9 Jun 2024, 7:00 am
Wall Street Journal Op-Ed: God’s Place in D-Day’s Great Crusade, by Michael Snape (Durham University): As the West marks the 80th anniversary of D-Day, there is a telling instance of amnesia. [read post]
12 Dec 2013, 9:01 pm
Michael Bromwich is [read post]
19 Aug 2021, 11:21 am
(Dave Michaels, Wall Street Journal). [read post]
23 Jan 2009, 1:06 am
When John Thain became Merrill Lynch's CEO in early 2008, he hired Michael S. [read post]
28 Feb 2011, 8:34 am
Author Michael Lewis and hedge fund manager Steven Eisman have been sued by a New Jersey asset manager for defamation over Lewis’s bestseller on the mortgage meltdown. [read post]
14 Oct 2010, 2:45 pm
He is well-known for his recent The Blind Side (covering football) and Moneyball: The Art of Winning an Unfair Game (covering baseball) as well as his early work about Wall Street, Liar's Poker.Observe a master at the top of his craft. [read post]
28 Feb 2012, 5:55 am
As part of the agency's push against insider trading, it also rolled out a new advertising campaign featuring actor Michael Douglas, famous for portraying fictional insider-trading villain Gordon Gekko in the movie Wall Street. [read post]
28 Nov 2016, 2:51 am
READSEC Amicus Brief Raises Uncomfortable Questions About SRO ImmunityAfter Michael Lewis published "Flash Boys," the world awoke to a very dire picture of high frequency trading ("HFT") and its corrosive and corrupting influences on the so-called level playing field that Wall Street so dearly wants to market to the public. [read post]
24 Aug 2015, 3:20 am
Last year, Michael Lewis published “Flash Boys: A Wall Street Revolt” and literally set Wall Street on edge with his thesis that high-frequency trading (“HFT”) was ruining the markets by providing unfair advantages to its practitioners at the expense of investors who were relying upon the relatively snail-paced movement of non-HFT data. [read post]
20 Oct 2008, 10:23 am
Conclusion The current financial crisis has many investors concerned about the future Wall Street. [read post]
13 Oct 2010, 8:18 am
He is well-known for his recent The Blind Side (covering football) and Moneyball: The Art of Winning an Unfair Game (covering baseball) as well as his early work about Wall Street, Liar's Poker.Observe a master at the top of his craft. [read post]
6 Feb 2008, 5:55 am
"Three were waterboarded, CIA chief confirms; Director Michael V. [read post]
9 Apr 2016, 8:12 am
Wall Street Journal, Taxation Without Exasperation: It doesn’t have to be this way. [read post]
23 Dec 2013, 2:58 am
Now here's a lovely bit of misconduct and dubious Wall Street regulation. [read post]
25 Mar 2021, 4:03 am
/ The Pros and Cons of Going Independent by Michael King of Michael King Associates (BrokeAndBroker.com Blog)Whoops: Schwab Sues Former Customer It Accidentally Sent $1.2 Million (Advisor Hub by Jake Martin)FINRA: Firms Failed to Supervise Alt Mutual Fund Sales / Cambridge Investment Research, Securities America and J.W. [read post]
11 Feb 2016, 4:56 am
In the Matter of Michael J. [read post]
8 Jul 2016, 3:17 am
On October 1, 2014, Michael Coscia, a registered commodities trader since 1988, and the manager and sole owner of Panther Energy trading LLC, which he formed in 2007, was indicted in the Northern District of Illinois (“NDIll”) on 6 Counts of Commodities Fraud and 6 Counts of “Spoofing.” This Indictment was the first federal prosecution under the Anti-Spoofing provisions of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
5 Nov 2013, 4:25 am
Who'd a thunk that the Grateful Dead were Wall Street regulators? [read post]
9 Apr 2022, 11:14 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6395/securities-industry-commentator/GUEST BLOG: Advisor Perspectives – An Interview with Recently Transitioned Advisors by Michael King of Michael King Associates (BrokeAndBroker.com Blog)$11M father-daughter decades-long Ponzi scheme ends with guilty pleas for the whole family (Financial Planning by Justin L. [read post]
7 Oct 2013, 6:24 am
In the Matter of Shawn Michael Wyatt, Respondent (AWC 2012032428202, October 1, 2013).Wyatt entered the secur... [read post]
