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3 Jun 2023, 6:18 pm by Stoltmann Law
The post Morgan Stanley Ordered to Pay Regional Bank $333K over Hiring of Ohio Duo appeared first on Stoltmann Law. [read post]
14 Nov 2022, 12:06 pm by Mark Astarita
Morgan Stanley is increasing its account minimum requirements for international clients and is set to close or suspend thousands of domestic and offshore wealth management accounts as part of a due diligence review, according to Citywire.The firm informed staff on Tuesday morning that accounts with less than $5m currently awaiting review by its due diligence team will be closed while accounts above this threshold would be subject to a slew of trading restrictions, according to a number of… [read post]
11 Oct 2010, 3:28 am by By DEALBOOK
Morgan Stanley is the front runner to lead Hulu's initial public offering, which would value the hub for online television and movies at around $2 billion, Reuters reported. [read post]
15 Sep 2009, 7:14 am
The allegations were related to investments in Regions Morgan Keegan Multi-Sector Income Fund, Regions Morgan Keegan High Income Fund, Regions Morgan Keegan Strategic Income Fund, and Regions Morgan Keegan Advantage Income Fund. [read post]
Although it is seeking to settle, Morgan Stanley maintains that there was no wrong-doing on its end. [read post]
18 Feb 2020, 9:00 pm
To help guide companies through this multifaceted public health crisis, Morgan Lewis has launched Responding to the 2019 Novel Coronavirus to keep on top of developments as they unfold. [read post]
3 Jul 2014, 2:28 pm by Associated Press
Baltimore police and city prosecutors are reviewing a case that prompted a federal investigation into Morgan State University for its handling of sexual assault allegations. [read post]
12 May 2010, 6:54 am by By DEALBOOK
Shares in Morgan Stanley tumbled after The Wall Street Journal reported that federal prosecutors are looking into several mortgage-based investments the firm created. [read post]
17 Jun 2009, 3:06 pm
Morgan Lewis bolstered its banking and leveraged finance presence with the hiring of five partners and six associates from Bingham's Boston office. [read post]
18 Dec 2009, 10:50 am
Who will claim the title of deal-making champion for 2009: Goldman Sachs or Morgan Stanley? [read post]
10 Aug 2010, 12:37 pm by By DEALBOOK
Morgan Stanley was fined $800,000 by the Financial Industry Regulatory Authority over failures to adequately disclose potential conflicts of interest in its analyst research notes. [read post]
23 Mar 2011, 5:53 pm by By AZAM AHMED and PETER LATTMAN
At the trial of Raj Rajaratnam, a witness from Morgan Stanley finds himself in the shadow of Lloyd C. [read post]