Search for: "NASDAQ"
Results 441 - 460
of 3,405
Sort by Relevance
|
Sort by Date
18 May 2022, 3:59 am
On May 17, 2022, the Nasdaq Stock Market announced that it would delist the common stock of GWG Holdings, Inc. [read post]
16 May 2022, 6:33 am
Related research from the Program on Corporate Governance includes Stakeholder Capitalism in the Time of COVID, by Lucian Bebchuk, Kobi Kastiel, and Roberto Tallarita (discussed on the Forum here); Politics and Gender in the Executive Suite by Alma Cohen, Moshe Hazan, and David Weiss (discussed on the Forum here); Will Nasdaq’s Diversity Rules Harm Investors? [read post]
16 May 2022, 6:33 am
Related research from the Program on Corporate Governance includes Stakeholder Capitalism in the Time of COVID, by Lucian Bebchuk, Kobi Kastiel, and Roberto Tallarita (discussed on the Forum here); Politics and Gender in the Executive Suite by Alma Cohen, Moshe Hazan, and David Weiss (discussed on the Forum here); Will Nasdaq’s Diversity Rules Harm Investors? [read post]
13 May 2022, 6:30 am
Securities and Exchange Commission, on Saturday, May 7, 2022 Tags: Accountability, Capital markets, Cybersecurity, Disclosure, Risk, Securities enforcement, Securities regulation, Systemic risk Recent Ruling on Board Diversification Posted by Virginia Milstead, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, May 8, 2022 Tags: Board composition, Boards of Directors, California, Director… [read post]
13 May 2022, 6:30 am
Securities and Exchange Commission, on Saturday, May 7, 2022 Tags: Accountability, Capital markets, Cybersecurity, Disclosure, Risk, Securities enforcement, Securities regulation, Systemic risk Recent Ruling on Board Diversification Posted by Virginia Milstead, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, May 8, 2022 Tags: Board composition, Boards of Directors, California, Director… [read post]
11 May 2022, 4:15 am
Continuing to lead the digital asset industry, it is now also the first Nasdaq-listed firm to offer shareholders the option to receive dividends in bitcoin. [read post]
8 May 2022, 6:30 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite by Alma Cohen, Moshe Hazan, and David Weiss (discussed on the Forum here); Will Nasdaq’s Diversity Rules Harm Investors? [read post]
8 May 2022, 6:30 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite by Alma Cohen, Moshe Hazan, and David Weiss (discussed on the Forum here); Will Nasdaq’s Diversity Rules Harm Investors? [read post]
8 May 2022, 5:43 am
The post-merger company began trading on Nasdaq under the name Arquit Quantum, Inc. [read post]
5 May 2022, 3:15 am
This introductory note explains how the guide can be used: To assist those who serve on the audit committee with their special role, this Guide provides an overview of the key rules applicable to audit committees of NYSE- and Nasdaq-listed companies and describes some of the best practices that audit committees should consider. [read post]
4 May 2022, 9:01 pm
Nasdaq filed a brief as an intervenor, arguing primarily that Nasdaq is a private company and, thus, there is no state action to challenge. [read post]
3 May 2022, 8:31 am
This finding was also the basis for the recent NASDAQ rule requiring that boards of directors of corporations registered on its exchange either meet a minimum level of diverse representation or explain why the board does not meet that threshold and provide disclosure to stakeholders about the makeup of its board. [read post]
2 May 2022, 10:12 am
Fulgent Genetics (NASDAQ: FLGT), based in Temple City, Calif., is a technology-based genetic testing company. [read post]
2 May 2022, 6:51 am
By John Filar AtwoodSEC Investor Advocate Rick Fleming has asked the NYSE and Nasdaq to join the Commission in enhancing protections surrounding special purpose acquisition companies (SPACs) by putting in place tougher listing standards for SPACs. [read post]
2 May 2022, 3:32 am
In case all that still isn’t enough to dampen enthusiasm, SEC Investor Advocate Rick Fleming also recently contacted the Nasdaq and NYSE to urge more stringent listing standards for SPACs. [read post]
2 May 2022, 3:00 am
As John has blogged, the Nasdaq rule is being litigated – but investor expectations continue to march forward. [read post]
29 Apr 2022, 10:37 am
GWG Holdings, a NASDAQ listed company, is currently under investigation by the SEC for allegations of misleading investors. [read post]
29 Apr 2022, 7:16 am
This means that the firm remains in non-compliance with Nasdaq Listing Rule 5250(c)(1). [read post]
28 Apr 2022, 9:01 pm
Thank you Hal [Scott] for that kind introduction and for inviting me to speak today. [read post]
28 Apr 2022, 10:52 am
GWG Holdings, a NASDAQ listed company, is currently under investigation by the SEC for allegations of misleading investors. [read post]
