Search for: "National Action Financial Services, Inc." Results 441 - 460 of 2,076
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18 Mar 2021, 8:09 am by John Jascob
The House Financial Services Committee held its second hearing to investigate issues concerning the fairness and stability of the U.S. equity markets following the volatility resulting from the retail short squeeze in shares of GameStop, Inc. and other “meme stocks. [read post]
4 Mar 2021, 9:30 am by Kristian Soltes
An effort to revolutionize financial services by extending them to smartphones and applying new technologies such as artificial intelligence. [read post]
3 Mar 2021, 5:32 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you to receive future updates by registering here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
2 Mar 2021, 7:57 am by Cynthia Marcotte Stamer
Solutions Law Press, Inc. also invites you receive future updates by registering here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
This settlement highlights OFAC’s expectation that digital services providers must  take compliance steps necessary to mitigate the risk of sanctions violations, similar to other financial service providers. [read post]
18 Feb 2021, 9:15 am by Kristian Soltes
The National Cash Scheme is a new initiative from SIX, the company that operates Switzerland’s national stock exchange and other financial infrastructure in the country. [read post]
12 Feb 2021, 5:57 am
Posted by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, February 12, 2021 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 4-11, 2021. [read post]
7 Feb 2021, 6:33 pm by Omar Ha-Redeye
The Court in Honda Canada Inc. v. [read post]
28 Jan 2021, 6:09 pm by Francis Pileggi
The Court described several different types of factual situations which impact the application of the duty owed in connection with communications that involve a request for stockholder action, as compared to those that might involve merely periodic financial disclosures. [read post]
28 Jan 2021, 9:34 am by Kristian Soltes
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
21 Jan 2021, 12:54 pm by John Elwood
In 2019, based on Rust, the Department of Health and Human Services instituted new referral and separation provisions. [read post]
21 Jan 2021, 9:06 am by Kristian Soltes
The Labour-led proposal would have introduced new regulations within three months of the passage of a broader financial services bill. [read post]