Search for: "National Securities Clearing Corporation"
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25 Mar 2020, 10:16 am
The SEC has made clear that it remains committed to maintaining the integrity of the financial markets and ensuring the protection of Main Street investors during these unprecedented times. [read post]
21 May 2021, 2:48 am
NSI Act passed into law – but not expected to be fully effective until Q4 Significant changes in the UK Government’s ability to review transactions based on national security concerns Transacting parties need to be aware of the mandatory notification provisions now Parities may also need to consider voluntary notifications including in connection with licencing deals On 29 April 2021 the National Security and Investment Act 2021 (the “NSI… [read post]
4 Oct 2011, 3:28 pm
As you may recall, Interstate National Corporation was going to merge with National Student Marketing. [read post]
7 May 2018, 4:00 am
Finally, unlike the FCPA foreign bribery prohibition, these statutes do not reach foreign corporations whose shares are listed on U.S. securities exchanges. [read post]
5 Jul 2010, 6:27 am
Daly ordered millions worth of securities through the accounts, using the names of nonexistent clients or corporations. [read post]
4 May 2021, 5:01 am
Creating a new MCFC class of CMCs captures these nontraditional relationships that present challenges to U.S. national security and economic competitiveness. [read post]
4 Jun 2018, 6:20 am
Friday, June 8 at 9:30 a.m.: The RAND Corporation will hold a congressional briefing on “Protecting Consumer Data. [read post]
23 Dec 2020, 6:18 pm
Yet to convince the public, industry, allies, partners, and even those within other parts of government and the national security apparatus that a particular piece or source of foreign software is a national security risk, the executive branch cannot overlook the importance of clear messaging. [read post]
23 Dec 2020, 7:01 am
Yet to convince the public, industry, allies, partners, and even those within other parts of government and the national security apparatus that a particular piece or source of foreign software is a national security risk, the executive branch cannot overlook the importance of clear messaging. [read post]
30 Dec 2014, 4:49 am
Supreme Court made it clear in the Morrison case that the U.S securities laws do not apply to f-cubed cases, the practical impact arguably may have been – at least from the perspective of this academic’s article – to substitute one problem for another. [read post]
11 Jun 2021, 10:06 am
Visit our Events Calendar to learn about upcoming national security events, and check out relevant job openings on our Job Board [read post]
4 May 2021, 6:32 am
Consider alternative deal structures that could mitigate any potential threat to national security Consideration may be given to structuring the transaction to lessen national security concerns. [read post]
27 Jun 2024, 12:58 pm
” “The extraordinary Special Agents of Homeland Security Investigations (HSI) were proud to play an integral role in this multi-agency investigation and national takedown of healthcare fraud,” said Secretary of Homeland Security Alejandro N. [read post]
29 Oct 2012, 10:32 am
On October 24, the United States Attorney’s Office for the Southern District of New York (SDNY) filed a $1 billion civil mortgage fraud lawsuit against a mortgage lender and a major financial institution in connection with loans sold to the government-sponsored enterprises (GSEs), the Federal National Mortgage Association (Fannie Mae) and the Federal Home Loan Mortgage Corporation (Freddie Mac). [read post]
18 Feb 2020, 12:57 pm
" (Munich Security Report 2020, p. 5). [read post]
13 Mar 2024, 12:31 pm
The increased fines came about a year after authorities raided Mintz's Beijing office and detained all five Chinese nationals working there--a move that fueled international concern over a broadening security crackdown on companies that collect and manage data in China ***. [read post]
5 Apr 2009, 1:26 pm
” The enforcement sweep resulted in charges against more than 400 defendants across the nation and 60 arrests. [read post]
22 Mar 2021, 5:01 am
Companies that have received the most attention are Huawei, Hikvision, the China National Offshore Oil Corporation and the Semiconductor Manufacturing International Corporation. [read post]
25 Apr 2024, 11:36 am
These include anonymous and confidential reporting channels, a dedicated Whistleblower Office, and clear eligibility criteria. [read post]
28 Apr 2022, 5:57 am
This includes the $23 trillion Treasury market, $14 trillion of asset-backed securities, $10 trillion of corporate bonds, and $4 trillion of municipal bonds. [read post]
