Search for: "New World Capital Management LLC" Results 441 - 460 of 465
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11 Jul 2010, 8:33 pm by Steven M. Taber
– The Associated Press, July 8, 2010 Monsanto Co., the world’s biggest seed company, has agreed to pay the U.S. [read post]
3 Oct 2023, 9:01 pm by renholding
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
14 Sep 2015, 4:32 pm by Kevin LaCroix
”[14]  In Household, defendants challenged the ability of sophisticated institutional traders to benefit from the presumption, based in part upon the deposition testimony of senior managers who expressed a fundamental lack of faith in the efficient capital markets theory upon which the Basic presumption is founded.[15]  Yet, the Household court held that these statements did not even raise a triable issue as to whether the presumption could be rebutted.[16] In… [read post]
10 Dec 2018, 3:16 pm by Kevin LaCroix
Like the world of John Wick, bitcoin also traces its origins as the currency of choice for criminals within the dark web marketplace. [read post]
11 Jun 2018, 2:44 am by Kevin LaCroix
Law firm accounting systems cannot handle this conflict and until software packages develop for managing multiple decimal points, any cryptocu [read post]
29 Jan 2018, 11:28 pm by Kevin LaCroix
Judge Sporkin’s decree: Rather than merely going after every bad actor, ensure good behavior by pursuing those who control “access” to our capital markets, which will accomplish far more in the long run. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
  But now, a year or so after the EDGAR data breach, with four (out of five) new SEC commissioners, the SEC’s interest in investigating and charging outsider trading appears to be waning and is no longer a priority. [read post]
30 Apr 2012, 11:19 am by Pace Law School Library
  Wind turbine wakes, wake effect impacts, and wind leases:  using solar access laws as the model for capitalizing on wind rights during the evolution of wind policy standards. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
  The broader adoption of the cryptocurrency payment has spawned the concept of using cryptocurrency to fund businesses and investments, and has generated cryptocurrency exchanges around the world. [read post]
29 Jan 2018, 11:02 am
The texts of the new statutes follow (Spanish) along with commentary (English) for the Argentine statute (Jorge and Basch: In Argentina, a new statute on corporate criminal liability for corruption) and Perú (Sandra Orihuela: Amid Odebrecht fallout, Peru enacts world-class anti-bribery law) both published in The FCPA Blog. [read post]
18 Apr 2010, 4:52 am by Sam E. Antar
[Snip] ...Paulson & Co., paid Goldman Sachs to structure a transaction in which Paulson & Co. could take short positions against mortgage securities chosen by Paulson & Co. based on a belief that the securities would experience credit events. ...the marketing materials for the CDO known as ABACUS 2007-AC1 (ABACUS) all represented that the RMBS portfolio underlying the CDO was selected by ACA Management LLC (ACA), a third party with expertise in analyzing credit risk… [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
The Court’s holding in Kokesh is a major development in the world of SEC enforcement. [read post]
22 May 2019, 3:56 am by Kevin LaCroix
. ******* Another SEC crypto-crackdown is in the works with a brand new target: the so-called initial exchange offering, or “IEO. [read post]
27 Aug 2018, 3:41 pm by Wolfgang Demino
By “freezing” LIBOR by fiat at 2005 and 2007 levels, Justice Brown has managed to deliver a Category 5 windfall to Mr. [read post]
15 Jan 2019, 4:00 am by Victor Medina
They’re yelling at you about either how what’s going on doesn’t matter or how what’s going on means everything in the world. [read post]
17 Dec 2018, 3:14 pm by Kevin LaCroix
. *********************************** Never in the history of securities regulation has there been more distortion, spin and deception than in the crazy, mixed-up world of initial coin offerings (ICOs). [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
First, the SEC announced the formation of a new cyber unit to target violations involving distributed ledger technology and ICOs as part of a new effort to fight cybercrime. [read post]
1 Oct 2010, 12:07 pm
First, a customer may choose to engage an intermediary, who would, in turn, execute a block trade or manage the position. [read post]