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18 Aug 2020, 2:53 pm
NYC REIT is a former public, non-traded REIT that listed on the New York Stock Exchange (“NYSE”) on August 18, 2020 under the ticker symbol “NYC”. [read post]
21 Jun 2005, 1:00 pm
[JURIST] Leading Tuesday's corporations and securities law news, the New York Stock Exchange [corporate website] has announced that it is investigating the possibility that more traders have acted inappropriately. [read post]
27 Jul 2005, 5:13 pm
[JURIST] Leading Wednesday's corporations and securities law news, the New York Stock Exchange (NYSE) [corporate website] has announced that the SEC approved a new rule requiring firms to better inform clients about non-managed fee-based accounts (NMFBA). [read post]
15 Nov 2007, 7:35 am
While his previous position as the head of the New York Stock Exchange — now NYSE Euronext — was prestigious and high profile, Mr. [read post]
21 May 2012, 12:37 pm
In response to the enactment of the Jumpstart Our Business Startups Act (the “JOBS Act”), the New York Stock Exchange (“NYSE”) proposes to amend Sections 102.01C and 103.01B of the NYSE's Listed Company Manual (the “Manual”) to permit the listing of companies on the basis of two years of reported financial data as permitted under the JOBS Act. [read post]
21 May 2012, 12:37 pm
In response to the enactment of the Jumpstart Our Business Startups Act (the “JOBS Act”), the New York Stock Exchange (“NYSE”) proposes to amend Sections 102.01C and 103.01B of the NYSE's Listed Company Manual (the “Manual”) to permit the listing of companies on the basis of two years of reported financial data as permitted under the JOBS Act. [read post]
15 Feb 2015, 2:29 pm
Barysh were specialists working on the American Stock Exchange (AMEX). [read post]
19 Mar 2011, 3:22 am
Minor also served as Director and Enforcement Counsel for the Philadelphia Stock Exchange from 2004 to 2005. [read post]
23 May 2013, 6:18 am
Even as late as the summer of 2007, regulators in the United States seemed to share this view, as they made life easier for short sellers by repealing the New York Stock Exchange's (NYSE's) uptick rule and other short-sale price tests that had impeded shorting activity since the Great Depression (see Boehmer, Jones, and Zhang (2009) for an analysis of this event). [read post]
14 Sep 2017, 6:04 am
The New York Stock Exchange (“NYSE”) has amended its rules on companies’ notifications to the NYSE about upcoming dividends. [read post]
28 Dec 2018, 4:00 pm
The old rule required that real estate be traded for real estate, stocks for stocks, and so-on. [read post]
12 Dec 2022, 4:23 am
Second, under New York law, a stock transfer restriction with terms so “onerous” it would result in “annihilation of property” is unenforceable (Lam v Li, 222 AD2d 290 [1st Dept 1995]; Rafe v Hindin, 29 AD2d 481 [2d Dept 1968], affd 23 NY2d 759 [1968]). [read post]
15 Oct 2010, 6:00 am
On September 9, 2010, the Securities and Exchange Commission granted accelerated approval of the New York Stock Exchange’s proposed amendments to Rule 452. [read post]
10 Jan 2008, 2:32 pm
The morning the New York Stock Exchange hosted a panel entitled "Expert Networks: Issues and Opportunities for Public Companies". [read post]
16 Apr 2010, 5:00 am
Martin Act Claims Arising Out of Stock Spinning In the Late 1990s In 2006, the New York State Supreme Court decided State v. [read post]
24 Aug 2015, 3:20 am
Lewis’s book prompted a number of lawsuits against stock exchanges and dark pools where HFT was purportedly harming investors. [read post]
4 Jan 2016, 4:17 am
As provided under New York Stock Exchange Rule 80B. [read post]
28 Feb 2008, 5:15 am
New York Stock Exchange, Inc., No. 07-946 (U.S. [read post]
2 Dec 2021, 9:45 am
Call New York Securities Lawyers at 212-509-6544.Visit The Securities Law Home Page - news and tips from securities regulators and top securities attorneys [read post]
6 Jul 2007, 12:02 pm
Plenty of people took notice when the Blackstone Group’s new shares (more accurately called units) sank below their offer price of $31 just a few days after their much-anticipated opening on the New York Stock Exchange. [read post]
