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28 Oct 2022, 8:43 am by Unknown
The court also held that the plaintiff’s allegations do not satisfy the recklessness standard, stating that it is a more compelling inference that the company and its executives negligently made an accounting error and subsequently corrected their public disclosures when they became aware of the error (Rotunno v. [read post]
7 Apr 2015, 2:13 pm
(Backer, Larry Catá, "The Sarbanes-Oxley Act: Federalizing Norms for Officer, Lawyer and Accountant Behavior. [read post]
2 May 2014, 12:28 pm by John Elwood
United States, 13-7451 (involving whether Sarbanes-Oxley’s “anti-shredding” prohibition can be used to go after small fry) were first-time relists last week. [read post]
21 May 2013, 7:18 am by John Elwood
Break out the Sarbanes-Oxley treatise:  The grant in “one-time” relist Lawson v. [read post]
21 Dec 2010, 3:47 pm by admin
Review Bd., 514 F. 3d 468, 477 (5th Cir. 2008) (applying “reasonable belief” standard in a Sarbanes-Oxley whistleblower retaliation action); Kalkunte v. [read post]
30 Nov 2010, 11:35 am by admin
Review Bd., 514 F. 3d 468, 477 (5th Cir. 2008) (applying “reasonable belief” standard in a Sarbanes-Oxley whistleblower retaliation action); Kalkunte v. [read post]
18 Apr 2007, 5:59 am
  Anti-Retaliation Under Federal and State Discrimination & Wage-Hour Laws; Implications of Burlington Northern v. [read post]
28 Nov 2007, 3:00 pm
State (Judge Najam writing) and Sanders v. [read post]
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]