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20 Sep 2022, 12:11 pm by Steve Bainbridge
Via Matt Levine, I learn of a SEC complaint against MorganStanley Smith Barney (MSSB): The Securities and Exchange Commission today announced charges against Morgan Stanley Smith Barney LLC (MSSB) stemming from the firm’s extensive failures, over a five-year period, to protect the personal identifying information, or PII, of approximately 15 million customers. [read post]
10 Aug 2021, 9:12 am by John Jascob
Nasdaq Stock Market LLC filed a proposed rule in December 2020 imposing certain board diversity requirements for its listed companies, then filed an amended proposal in March 2021. [read post]
2 Aug 2017, 7:31 pm by Patricia Salkin
Shop N Save Food LLC v City of Des Moines Zoning Board of Adjustment, 2017 WL 3279149 (IA App. 8/2/2017) Filed under: Special Use/Exception [read post]
25 Aug 2008, 6:37 pm
  They involve an issue of attorney-client privilege for limited liability companies, whether an LLC member can waive his statutory right to seek dissolution of an LLC, and board duties in a merger context. [read post]
29 Mar 2016, 3:31 pm
That is, until the Court of Appeal came down with its decision in the case of SB Liberty, LLC, v. [read post]
6 Dec 2020, 12:03 pm by Francis Pileggi
The underlying action ARP filed an underlying action in February in the Delaware Superior Court, spurred by non-party member Newco SBS Holdings, LLC’s complaint that the management of the other member, International Rail Partners LLC, and ARP CEO and Chairman-of-the-Board Gary Marino unjustly profited at ARP’s expense. [read post]
22 Sep 2017, 3:22 am
The Board suspended this opposition proceeding in view of an LLC operating agreement that called for arbitration of any dispute between the members of the LLC arising out of or relating to the agreement. [read post]
3 May 2021, 10:57 pm by admin
  Despite this, the board unilaterally voted that if all permit conditions fail to be met by June 14, 2021, Reiwa LLC would be fined for the gate, retroactive to February when it was originally constructed. [read post]
17 Jun 2011, 3:05 pm
However, most importantly, the California Secretary of State and Franchise Tax Board now take the position that EACH series must register separately, and thus each series must pay $800 annually for the privilege of being an entity legally doing business in California. [read post]
4 Aug 2014, 10:20 am
David was raised in Lafayette and is a founding partner of Broussard & David, LLC. [read post]
29 Feb 2024, 6:32 am
Posted by Linda Pappas, Christine Skizas, and Olivia Wakefield, Pay Governance LLC, on Thursday, February 29, 2024 Editor's Note: Linda Pappas is Principal, Christine Skizas is a Managing Partner, and Olivia Wakefield is a Partner at Pay Governance LLC. [read post]
29 Feb 2024, 6:32 am
Posted by Linda Pappas, Christine Skizas, and Olivia Wakefield, Pay Governance LLC, on Thursday, February 29, 2024 Editor's Note: Linda Pappas is Principal, Christine Skizas is a Managing Partner, and Olivia Wakefield is a Partner at Pay Governance LLC. [read post]
25 Nov 2019, 6:21 am by Overhauser Law Offices, LLC
Three Floyds claims it has since opposed the First Application in the USPTO’s Trademark Trial and Appeal Board (“TTAB”). [read post]