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20 Jan 2021, 9:50 am
Enacted in 2010, the Act completely overhauled financial regulatory practices in all aspects of the economy and sought to re-regulate the financial sector following decades of deregulation. [read post]
12 Oct 2016, 12:47 pm
The court also found that the CFPB had violated PHH’s due process rights by fining PHH for conduct occurring prior to the CFPB’s (incorrect, according to the court) re-interpretation of RESPA. [read post]
4 Jul 2018, 1:30 pm
Re, Fourth Amendment Fairness, 116 Mich. [read post]
26 Feb 2007, 6:13 am
Five days later she received the DMCA Takedown Complaint courtesy of the NFL and YouTube.If you're an RSS fan don't miss Justia Federal Court Filings which allows you to see new filings by state, court or subject matter. [read post]
19 Sep 2011, 8:41 am
Me: Why do you believe then, that they started disliking you because you're African-American? [read post]
4 Apr 2011, 3:14 pm
So if you’re a lawyer and someone sends you a recording that your client made in violation of the Wiretap Act, what do you do? [read post]
28 Jul 2023, 1:02 pm
Learning these elements could help you if you’re thinking about investing, red flags to look for, and what to do if you feel as though you’ve been defrauded. [read post]
10 Dec 2015, 2:00 am
July 31, 2015) — Sarbanes-Oxley whistleblower provisions. [read post]
28 Apr 2010, 6:12 am
First, there can be no serious doubt that the rules reflect an expectation that boards will re-examine and in many cases improve their corporate governance policies and practices. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
14 Dec 2009, 12:57 am
" See the email below posted by Byrne on DeepCapture.com: From: Kevin Noblet Sent: Monday, January 26, 2009 9:01 AM To: Patrick Byrne Cc: Donna Dare Subject: RE: Regarding Your Application for SABEW Membership Patrick: Donna forwarded your message to me. [read post]
22 Feb 2012, 4:25 pm
The excesses of Bernie Ebbers and Dennis Koslowski led to the passage of the Sarbanes-Oxley Act in an effort to impose statutory controls on their otherwise uncontrollable behaviors. [read post]
7 Sep 2022, 9:01 pm
Responses to HFCAA Include Issuers Engaging New Lead Audit Firms To re-enforce the reforms made by SOX to address threats to the integrity of audits and lack of investor protection, Congress enacted HFCAA, which amends SOX to require the PCAOB to determine whether it is unable to inspect or investigate completely registered public accounting firms located in a foreign jurisdiction because of a position taken by one or more authorities in that jurisdiction. [read post]
23 Feb 2012, 12:54 pm
The excesses of Bernie Ebbers and Dennis Koslowski led to the passage of the Sarbanes-Oxley Act in an effort to impose statutory controls on their otherwise uncontrollable behaviors. [read post]
28 Apr 2022, 4:17 pm
On another occasion product was not re-called from the market even after management became aware of a nonconformity (“NC”). [read post]
31 Mar 2010, 10:42 pm
In September 17, 2009, the SEC Enforcement Division took a very rare step and re-opened a previously closed probe of financial reporting irregularities at Overstock.com. [read post]
30 Jul 2009, 12:48 pm
Some have described the ongoing financial crisis as reflecting poorly on US corporate governance, as with the accounting scandals and stock market bubbles of the late 1990s and early 2000s that led to the Sarbanes-Oxley Act. [read post]
11 Nov 2007, 3:13 pm
And with that, he went on to discuss the fifth anniversary of Sarbanes-Oxley, passed in response to corporate and accounting scandals, and the excerpts from his book on the subject he made available. [read post]
24 Oct 2019, 2:40 pm
A token, a digital asset where I give you my money and you go off and make a venture… And in return for me giving you my money, you’re going to give me a return in the secondary market by selling the token to somebody . . . [read post]
16 Jun 2020, 2:18 pm
John Reed StarkIs a company’s post-breach forensic report subject to discovery in subsequent breach related litigation? [read post]
