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9 Nov 2021, 3:50 am by David Lynn
Commissioners Peirce and Roisman, who had expressed concern with the firing of the PCAOB Board back in June, issued a statement expressing support for the new Board. [read post]
19 Oct 2021, 3:45 am by David Lynn
Commissioners Peirce and Roisman issued a statement criticizing the Staff report, noting: In the wake of an anomalous market event, it can be tempting to identify a convenient scapegoat and leverage the event to pursue regulatory actions without regard to the factual record. [read post]
10 Apr 2011, 1:23 pm
His lawyer, Robert Peirce III, said the young man's mother would speak on his behalf. [read post]
6 Sep 2018, 6:01 am by Doug Cornelius
Roisman will join Republican Commissioner Peirce and Chairman Clayton to likely bring a more de-regulatory stance to the agency Commissioner Piwowar left the SEC in July and joined the Milken Institute on Wednesday. [read post]
15 Jun 2021, 5:30 am by Doug Cornelius
Commissioners Peirce and Roisman take issue with the agenda revisiting the recently adopted changes to the accredited investor definition. [read post]
8 Jan 2014, 8:05 pm by Walter Olson
” [John Berlau, CEI "Open Market"] “Volcker Rule Overshoots Wall Street to Hit Utah” [same] “CFPB and Disparate Impact” [Hester Peirce, Point of Law] “It might cost you $39K to crowdfund $100K under the SEC’s new rules” [Sherwood Neiss, VentureBeat via @jerrybrito] Here’s a novel proposal for corporate governance: use the rules agreed upon by the original parties to the transaction [Hodak] Tweet Tags: banks, Bernard Madoff,… [read post]
1 Aug 2009, 5:00 pm by Felicia Curran
Aaron Rihn and Bob Daley, Robert Peirce & Associates, Pittsburgh, Pennsylvania)who brought the case on behalf of Melviteen's family, for their creative advocacy for their clients.The ruling is especially significant for nursing home residents who live in states that do not have laws allowing civil lawsuits for elder abuse or neglect, because such residents can rely on the Grammer v. [read post]
29 Sep 2019, 6:44 am
There were, however, some notable exceptions, such as Representative Katie Porter’s pointed questioning of Commissioner Hester Peirce with regard to her views on ESG disclosure. [read post]
4 Oct 2018, 10:47 am by Scott H. Kimpel
” Noting recent speeches by Corporation Finance Director Hinman and Commissioner Peirce, the letter made the following requests: The SEC should clarify the criteria used to determine when offers and sales of digital tokens should properly be considered “investment contracts” and therefore offerings of securities. [read post]
16 Jul 2021, 6:19 am
In response to the regulatory agenda, the two Republican commissioners, Hester Peirce and Elad Roisman, issued a joint statement voicing concerns about efforts to undo certain recently adopted rules. [read post]
9 Nov 2020, 12:22 pm by Jonathan H. Adler
Speakers include former Attorney General Michael Mukasey, SEC Commissioner Hester Peirce, Undersecretary of the Treasury Brent McIntosh, Nadine Strossen, Elizabeth Wydra, Assistant EPA Administrator Susan Bodine, former White House Counsel Neil Eggleston, Deepak Gupta, Richard Epstein, Robert George, Cornel West, Sally Katzen, Ted Olson, and our own Randy Barnett and Eugene Volokh, among many others. [read post]
27 Nov 2019, 5:47 am
On November 5, 2019, the SEC proposed amendments to regulate proxy voting advice (the “Proxy Release”) [1]  and amendments to modernize the process for shareholder proposals under Exchange Act Rule 14a-8 (the “Shareholder Proposal Release”). [2] The SEC issued the releases in separate 3-2 votes, with Chairman Clayton and Republican Commissioners Peirce and Roisman forming the majority in both instances and Democratic Commissioners Jackson and Lee dissenting. [read post]
17 Apr 2011, 10:55 pm by Adam Wagner
The current confirmed list of speakers is: Lionel Blackman Solicitor-Advocate Murtaza Shaikh Academic Sara Chandler Head of Pro Bono at College of Law Shubhaa Srinivasan Solicitor, Leigh Day & Co Matthew Jury Solicitor, H2O law Jonny Butterworth Academic and Co-Director of Just Fair Adam Wagner Barrister and UK Human Rights Blog Editor Camilla Graham-Wood Solicitor, Birnberg Peirce Mark A Jones Barrister, St.Ives chambers Martin Curtis Lawworks Jodie Blackstock… [read post]
5 Jan 2017, 8:04 am by Doug Cornelius
No word on whether the stalled nominations of Lisa Fairfax and and Hester Peirce will proceed or whether there will be new candidates. [read post]
3 Nov 2023, 3:15 am by Liz Dunshee
“Crypto Mom” Hester Peirce published a dissent on the Commission’s enforcement action against LBRY 3. [read post]
1 May 2024, 10:42 am by Doug Cornelius
  As with some other political contribution fines, Commissioner Peirce dissented from the decision in this case. [read post]