Search for: "Power Investments, LLC" Results 441 - 460 of 1,523
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20 Nov 2015, 8:00 am by Jack Gravelle
Fundrise Real Estate Investment Trust, LLC $50,000,000 Common Shares Tier 2 offering to accredited and non-accredited investors Form 1-A filed November 3, 2015; SEC qualification still pending Audited financials Business: originate, invest in, and manage commercial real estate investments (affiliate of web-based real estate investment platform) Use of Proceeds: originate, acquire and structure commercial real estate loans and investments (no… [read post]
20 Nov 2015, 8:00 am by Jack Gravelle
Fundrise Real Estate Investment Trust, LLC $50,000,000 Common Shares Tier 2 offering to accredited and non-accredited investors Form 1-A filed November 3, 2015; SEC qualification still pending Audited financials Business: originate, invest in, and manage commercial real estate investments (affiliate of web-based real estate investment platform) Use of Proceeds: originate, acquire and structure commercial real estate loans and investments (no… [read post]
16 Jun 2023, 9:54 am by Silver Law Group
Morgan Securities LLC   Mulan Greenway   Joshua Lovings   Josette Santos   Wells Fargo Clearing Services, LLC   Harold Stephenson   LPL Financial LLC   Herrmann Securities, Inc. [read post]
20 Apr 2015, 9:27 am by Ed. Microjuris.com Puerto Rico
Germán Corcino-Medina joined Ferraiuoli LLC in 2010 as a law clerk, and transitioned to integrate the firm’s Intellectual Property Department in 2013. [read post]
29 May 2009, 12:59 pm
But beware, as the sale of securities (i.e. stock, notes, LLC interests...etc) is a highly regulated area on both the state and federal level. [read post]
16 Sep 2010, 7:24 am by randal shaheen
POM invested tens of millions of dollars in establishing a research program to better understand and promote the nutritional qualities and health benefits of pomegranates. [read post]
7 Jul 2021, 2:01 pm by Silver Law Group
Morgan Securities LLC   Janie Royal   Key Investment Services LLC For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
22 Sep 2021, 7:58 am by Silver Law Group
Morgan Securities LLC   Christy McWilliams   Jackson National Life Distributors LLC   Kevin Nevin   Demsey Lord Smith, LLC   Sandlapper Securities, LLC   Antoine Rogers   J.P. [read post]
24 May 2016, 9:31 am by Green, Schafle & Gibbs
The findings stated that most of the customers were over the age of 60 and had modest or conservative investment objectives and risk profiles. [read post]
10 Feb 2013, 6:08 pm by Angelo A. Paparelli
 at least 2 full-time employees  . . . , invest[ed], or raise[d] [a] capital investment of, not less than $100,000 in such business entity; and . . . [read post]
5 Jan 2024, 1:41 pm by Silver Law Group
  John Goodwin   LPL Financial LLC   MML Investors Servies, LLC   Jane Terry   Raymond James Financial Services, Inc. [read post]
30 Dec 2022, 7:14 am by Silver Law Group
While a bar from the securities industry can be a powerful piece of evidence for investors pursuing FINRA arbitration claims against their advisors and/or their brokerage firms, investors should work with experienced securities and investment fraud attorneys to help maximize their recovery. [read post]
28 Feb 2023, 6:46 am by Silver Law Group
While a bar from the securities industry can be a powerful piece of evidence for investors pursuing FINRA arbitration claims against their advisors and/or their brokerage firms, investors should work with experienced securities and investment fraud attorneys to help maximize their recovery. [read post]
9 Mar 2012, 11:55 am by D. Daxton White
Financial professionals and brokerage firms have a duty to recommend only investments that are appropriate for the client in light of the client’s age, investment experience, net worth, and investment objectives. [read post]
8 Jan 2015, 2:31 pm by Todd Janzen
However, these conditions do point the way for other commercial drone flyers to seek their own Section 333 exemptions--if they are willing to invest the time and money to do so. [read post]
4 Feb 2013, 12:21 pm by Steve
The Virginia Bar Association has endorsed a bill that would permit the members of a limited liability company to provide in their operating agreement that assigned membership interests would have the power to participate in the management of the LLC, which change would overrule the Supreme Court's holding in Ott v. [read post]
11 Nov 2022, 9:07 am by Silver Law Group
Morgan Securities LLC   Chase Investment Services Corp   Roger Hickman   State Farm VP Management Corp. [read post]