Search for: "Private Money Exchange, LLC"
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20 Mar 2016, 5:55 am
The Securities and Exchange Commission (SEC) recently filed a complaint alleging that Oregon-based investment firm Aequitas Management, LLC (Aequitas Management) and its subsidiaries operated a Ponzi-like scheme that defrauded its 1,500 customers of approximately $350 million. [read post]
14 Mar 2016, 2:56 am
When Gibson needed more money, Herdering contacted Robert Carlson, an Assistant Vice President at Avon State Bank, who issued a loan to Herdering and invested $60,000 of his own money. [read post]
11 Mar 2016, 8:35 am
The SEC’s complaint charges violations of the federal securities laws by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., and Aequitas Investment Management LLC as well as Jesenik, Oliver, and Gillis. [read post]
11 Mar 2016, 6:00 am
This money was used by Mr. [read post]
10 Mar 2016, 5:25 pm
The SEC’s complaint charges violations of the federal securities laws by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., and Aequitas Investment Management LLC as well as Jesenik, Oliver, and Gillis. [read post]
7 Mar 2016, 7:26 am
Wells Fargo also is charged with violations of Section 15B(c)(1) of the Securities Exchange Act of 1934 and Rules G-17 and G-32 of the Municipal Securities Rulemaking Board (MSRB). [read post]
24 Feb 2016, 11:27 am
In 2013, Western Property Holdings LLC sued Aequitas Capital Management Inc. [read post]
23 Feb 2016, 7:36 am
The leaders of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 19-20 at the annual SEC Speaks conference in Washington, D.C. [read post]
22 Feb 2016, 5:57 pm
According to SEC filings, Aequitas Capital Opportunities Fund is a private equity fund organized in 2013. [read post]
18 Feb 2016, 5:53 am
Our firm represents securities investors in claims against brokerage firms over sales practices related to the recommendations of oil & gas and commodities products such as exchange traded notes (ETNs), structured notes, private placements, master limited partnerships (MLPs), leveraged ETFs, mutual funds, and individual stocks. [read post]
9 Feb 2016, 5:00 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
5 Feb 2016, 6:15 am
Reuters found that slightly more than half of 43 private placements Atlas issued over the past three decades investors lost money or just broke even. [read post]
3 Feb 2016, 7:27 am
This list of alleged wrongdoing and misconduct reads a lot like a police blotter on money matters. [read post]
20 Jan 2016, 3:47 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
13 Jan 2016, 9:09 am
Mead Johnson & Co., LLC, 2015 WL 5615038 (S.D. [read post]
4 Jan 2016, 8:33 am
The GMS Group, LLC and Carmine Claudio Capone was censured and fined $75,000. [read post]
27 Dec 2015, 8:19 am
Recently, the Securities and Exchange Commission (SEC) filed a complaint against Brogdon and affiliated entities alleging that Brogdon amassed nearly $190 million through dozens of municipal bond and private placement offerings to investors who would earn interest from revenues generated by nursing homes, assisted living facilities, or other retirement community projects. [read post]
16 Dec 2015, 8:20 pm
In WA Southwest 2, LLC v. [read post]
27 Nov 2015, 6:07 am
The telephone number identified in these requests is connected to Lindquist's private cell phone. [read post]
6 Nov 2015, 2:33 pm
She also allegedly used the money for private school tuition payments and for multiple vacations including a cruise. [read post]
