Search for: "RMB"
Results 441 - 460
of 1,468
Sorted by Relevance
|
Sort by Date
12 Sep 2016, 11:46 am
NCUA alleges in its 2011 complaint that it suffered losses of $800 million on 2006-2007 vintage RMBS certificates based on misstatements by the defendants. [read post]
30 Jul 2013, 7:48 am
On July 22, Judge Denise Casper of the United States District Court for the District of Massachusetts permitted plaintiff Capital Ventures International to pursue Massachusetts Uniform Securities Act claims against UBS Securities, LLC alleging that UBS made misrepresentations concerning credit ratings in connection with over $109 million in RMBS. [read post]
18 Jun 2018, 2:02 pm
Bank breached certain contractual and common law duties when it agreed to a proposed $94 million settlement of an ongoing RMBS repurchase action in New York state court against Bank of America, N.A. and certain affiliates, as successors to Countrywide Home Loans, Inc. [read post]
3 Sep 2009, 5:47 am
Defendants must cease the infringing activity and pay RMB 500,000 Yuan. [read post]
19 Nov 2012, 6:08 am
Plaintiffs assert claims for common-law fraud, fraudulent inducement, negligent misrepresentation, and aiding and abetting fraud arising out of their alleged purchase of $261 million of RMBS. [read post]
12 Jan 2015, 12:46 pm
Bank in its capacity as trustee for five RMBS trusts sponsored by Bear Stearns. [read post]
13 Mar 2017, 2:00 pm
Dutch Hill II was created to serve as an investment vehicle for the purpose of taking a net long position on extremely risky RMBS; TCW selected the assets for the Dutch Hill II portfolio and made representations to Basis about the viability of the subprime RMBS market. [read post]
25 Nov 2019, 3:04 pm
Though, unlike other decisions in lawsuits against RMBS trustees, this decision did not go so far as to conclude that Royal Park must prove its damages on a loan-by-loan basis. [read post]
14 Aug 2018, 11:17 am
Royal Bank of Scotland Agrees to Pay $4.9 Billion for Financial Crisis-Era Misconduct / Settlement Is Largest Penalty Imposed On A Single Entity By The Justice Department For Financial Crisis-Era Misconduct (DOJ Press Release)https://www.justice.gov/opa/pr/royal-bank-scotland-agrees-pay-49-billion-financial-crisis-era-misconductIn what DOJ trumpets as the largest penalty imposed by it for financial crisis-era misconduct at a single entity under the Financial Institutions Reform, Recovery,… [read post]
29 Mar 2018, 3:25 am
(Amended Complaint, United States District Court for the Eastern District of New York,16-CV-7057, May 11, 2017) the Department of Justice alleged that Barclays caused billions of dollars in losses to investors through fraudulent sales of 36 residential mortgage-backed securities ("RMBS") in which over $31 billion worth of subprime and Alt-A mortgage loans were ... [read post]
28 Jan 2015, 5:04 am
The settlement addresses DOJ's allegations that S&P had defrauded investors in structured financial products and resolves DOJ's and the states' 2013 lawsuit against S&P, which alleged that investors incurred substantial losses on Residential Mortgage-Backed Securities ("RMBS") and Collateralized Debt Obligations ("CDOs") as a result of inflated ratings issued by S&P. [read post]
19 Mar 2018, 3:36 am
Schneiderman announced a $230 million settlement with UBS in connection with the packaging, marketing, sale, and issuance of residential mortgage-backed securities ("RMBS") to investors leading up to t... [read post]
30 Aug 2017, 8:08 am
Contestation and adaptation in China's internationalization of the RMB Teppo Eskelinen & Matti Ylönen, Panama and the WTO: new constitutionalism of trade policy and global tax governance Forum: Open Economy Reflections: Systemic Theory and Policy RelevanceBenjamin Cohen, The IPE of money revisited Stephen Chaudoin & Helen V. [read post]
11 Dec 2020, 7:08 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5591/securities-industry-commentator/SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution (SEC Release)Former Nomura RMBS Trader Who Defrauded Customers is Sentenced (DOJ Release)Federal Court Says Former Morgan Stanley Advisor's Discrimination Claims Are Time Barred… [read post]
3 Apr 2020, 2:27 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5155/securities-industry-commentator/COVID-19 throws a curve ball at RIA M&A market, gut-punching valuations and causing fence-sitters to resolve to get the hell out, but Q1 prices hold their own / M&A rainmakers hedge their bets on how deep COVID-19 will drive cuts to RIA sale prices, although first quarter market has been stable (RIABiz by Oisin… [read post]
9 Jul 2014, 9:51 am
Pursuant to a $7 billion settlement, on July 14, 2014, the United States Department of Justice announced that it had resolved federal and state civil claims related to Citigroup’s packaging, securitization, marketing, sale and issuance of residential mortgage-backed securities (“RMBS”) prior to Jan. 1, 2009. [read post]
27 Aug 2018, 12:19 pm
SEC Charges Moody’s With Internal Controls Failures and Ratings Symbols Deficiencies (SEC Release 2018-169)https://www.sec.gov/news/press-release/2018-169Without admitting or denying SEC charges, credit rating agency Moody’s Investors Service Inc. agreed to pay $15 million to settle charges of internal controls failures involving models it used in rating U.S. residential mortgage-backed securities (RMBS) and will retain an independent consultant to assess and improve its internal… [read post]
27 Apr 2020, 11:34 am
The court awarded damages of 15 million RMB ($2.2 million USD), the largest damages award ever awarded by a Chinese court to a foreign patent owner. [read post]
12 Jul 2019, 3:42 am
Nomura to Pay Misled Bond Customers $25 Million to Settle SEC Charges (SEC Release)https://www.sec.gov/news/press-release/2019-131In response to two SEC Orders Instituting Proceedings, Nomura Securities International Inc.agreed to be Censured and to reimburse customers over $20.7 million to Residential Mortgage Backed Securities customers and over $4.2 million to Commercial Mortgage Backed Securities customers; and to further pay a $1 million penalty in the RMBS-related case… [read post]
2 Apr 2015, 1:14 pm
Katke traded fixed income investment securities, such as residential mortgage-backed securities (RMBS) and collateralized loan obligations (CLOs) at the expense of customers. [read post]
