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17 Dec 2013, 8:14 am
Under §32-7A-9, the State Department of Revenue can suspend the vehicle registration of any vehicle found to be operating in violation of §32-7A-4, or if the Department receives notice that the vehicle violated the law of another State that would be equivalent to §32-7A-4. [read post]
17 Dec 2013, 8:14 am
Under §32-7A-9, the State Department of Revenue can suspend the vehicle registration of any vehicle found to be operating in violation of §32-7A-4, or if the Department receives notice that the vehicle violated the law of another State that would be equivalent to §32-7A-4. [read post]
27 Oct 2012, 3:03 pm
Proposed rule 506 gives a safe harbor for Section 4(2) of the Securities Act of 1933’s private offering exemption. [read post]
7 Apr 2007, 10:02 pm
These studies have been followed by a number of papers on birth registration in various European countries. [read post]
12 Jul 2013, 12:12 pm
Limitations, CFTC Considerations and Fund Advertising Since February 2012, when the Commodity Futures Trading Commission (“CFTC”) rescinded Rule 4.13(a)(4), most private funds have relied upon the de minimus exemption of Rule 4.13(a)(3) in order to be exempt from CFTC registration. [read post]
1 Sep 2017, 8:22 pm
A pledge agreement can be executed in a notarial deed or executed privately, setting out the pledge’s particulars. [read post]
30 Jan 2022, 9:25 am
The registration for the event can be made here. [read post]
5 May 2016, 8:00 am
” Room GBLT 4. [read post]
2 Oct 2014, 3:44 pm
You may want to read: Part 1 – EB-5 offerings do not fit standard SEC registration requirements and Part 2 – Securities broker-dealer registration requirements and hiring U.S. and Non-U.S. brokers. [read post]
4 Feb 2010, 12:18 am
Zabarauskas, counsel to Crowell & Moring, writes that the statutes and regulations governing boxing are an amalgam of federal law, state law, and rules enacted by private organizations, which act as 'sanctioning organizations.' " CORPORATE UPDATE: Free With Registration: Rulings Raise Questions on Lenders' Right to Credit BidThursday, February 4, 2010By Alan M. [read post]
7 Feb 2020, 1:29 pm
This is significant, because, according to FINRA, most brokers have a clean history, with approximately 4% having been subject to at least one customer complaint, but only less than 0.41% with 3 or more BrokerCheck complaints. [read post]
25 Feb 2016, 4:15 am
Earlier (page 4) it was stated that it is a bedrock principle underlying the First Amendment that the government may not penalize private speech merely because it disapproves of the message it conveys. [read post]
29 Sep 2016, 8:30 am
” 4. [read post]
6 Nov 2017, 1:39 pm
Notification of owner of dog; hearing 4. a. [read post]
6 Nov 2017, 1:39 pm
Notification of owner of dog; hearing 4. a. [read post]
14 Jul 2012, 5:34 am
The Division provided parallel relief from CTA registration requirements for advisers to New Funds or pools operated by a CPO exempt from registration under CFTC Rule 4.5 or CFTC Rule 4.13(a)(1)-(4). [read post]
7 Dec 2022, 7:58 am
While designed as a capital formation alternative to going public or conducting a private placement offering under Section 4(a)(2), use of the intrastate offering exemption has not been widely used since the SEC revised the regulation in 2016. [read post]
30 Mar 2010, 10:34 am
However, if the bar is related to Fraudulent, Manipulative or Deceptive (“FMD”) conduct, then the person must submit an application under the circumstances described in section I.B.2. the person is subject to an order under Exchange Act Section 15(b)(4)(H)(ii), then the person must submit an application unless:i. the sanctions do not involve licensing or registration revocation or suspension (or analogous sanctions) and the sanctions are no longer in effect; orii. the… [read post]
2 Jul 2008, 10:06 pm
The Tennessee statute Section 39-17-1302 authorizes private ownership of Class III or NFA weapons in Tennessee by providing a defense to a criminal charge of possession of a "prohibited weapon". [read post]
9 May 2011, 5:00 am
I expect to see several more in the “yes” column before the registration deadline under Dodd-Frank. [read post]
