Search for: "Reliance Financial Corporation"
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7 Dec 2011, 1:18 pm
The proposed creditworthiness standards include the use of country risk classifications published by the Organization for Economic Cooperation and Development for sovereign positions, company-specific financial information and stock market volatility for corporate debt positions, and a supervisory formula for securitization positions. [read post]
2 Sep 2016, 6:06 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, September 2, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 26–September 1, 2016. [read post]
25 Oct 2013, 5:17 am
The upshot here is that the current reliance on the notion of IP as an asset may well be distorting the way that we understand the nature of IP rights. [read post]
30 Jun 2022, 11:27 am
The SRP warns that “lack of access to subject matter expertise,” funding cutbacks, over-reliance on third parties to assist in these critical functions, and telework are exacerbating compliance risk. [read post]
27 Oct 2019, 5:04 pm
There are certain relationships which the courts have recognized as fiduciary relationships such as a trustee-beneficiary, lawyer-client, director-corporation. [read post]
14 Nov 2018, 5:48 am
The CNIL recognises that for permissioned blockchains, safeguards such as binding corporate rules and/or standard contractual clauses will be easier to implement. [read post]
20 Jul 2011, 6:00 am
Corporate reports that comply with these guidelines will include indicators such as rates of occupational injury and total energy consumption. [read post]
25 Aug 2016, 7:51 am
Here is a list:information about officers, directors, and owners of 20% or more;a description of the company's business;the use of proceeds of the offering;the price to the public (or how the price is determined);the target offering amount and the deadline to reach it;whether the company will accept investments in excess of the target offering amount;certain related-party transactions; and a discussion of the company's financial condition and financial… [read post]
30 Sep 2012, 8:17 pm
Shepherd Smith Edwards and Kantas, LTD, LLP is a securities fraud law firm dedicated to helping investors of financial fraud recoup their losses. [read post]
14 Nov 2013, 11:04 am
TweetYesterday the Securities and Exchange Commission’s Division of Corporation Finance issued nine new Compliance and Disclosure Interpretations (C&DIs) related to the private offering exemption afforded by Rule 506(c) and two new C&DIs related to the private resale exemption afforded by Rule 144A. [read post]
29 Apr 2013, 11:57 am
Rather, the CFPB, OCC and FDIC seem willing to assume that heavy reliance on high-cost loans necessarily results in consumer injury. [read post]
28 Apr 2017, 6:50 am
UBS criticized the employee’s reliance on his own deposition testimony because there was no corroborating testimony and no contemporaneous documentation of any kind. [read post]
4 Apr 2019, 6:14 am
The SEC's Strategic Hub for Innovation and Financial Technology (FinHub) and Division of Corporation Finance have issued a framework for market participants to consider in assessing whether a digital asset is offered or sold as an investment contract and, thus, is a security. [read post]
16 Jan 2008, 8:00 pm
The court held that the plaintiff must prove reliance, as here relevant, reliance upon a material misrepresentation or omission by the respondents.A rebuttable presumption of such reliance is found in two circumstances. [read post]
15 Apr 2015, 5:07 am
All of this new information will appear in auditor’s reports on 2016 December year-end financial statements. [read post]
23 Mar 2023, 7:19 am
(Aneesh Raghunandan & Shivaram Rajgopal Harvard Law School Forum on Corporate Governance). [read post]
22 Aug 2019, 3:10 pm
” The report also questioned Burford’s corporate governance and financial reporting structure. [read post]
17 Feb 2021, 9:17 am
In 2019 alone, there were 460 corporate acquisitions in this sector. [read post]
20 Sep 2014, 1:06 pm
· Melvin Eisenberg, Corporate Law and Social Norms,[1] 99 Colum. [read post]
20 Feb 2015, 3:11 pm
Grenda are accused of recommending that their clients at Reliance Financial Advisers invest in a risky hedge fund that suffered substantial losses. [read post]
