Search for: "SECURITIES CORP."
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30 Apr 2013, 1:32 pm
Putting an end to shareholder derivative litigation arising from News Corp. [read post]
28 Oct 2020, 3:03 am
Yesterday, the SEC issued a press release announcing that Corp Fin Director Bill Hinman intends to leave the SEC later this year. [read post]
26 Dec 2018, 3:42 am
This was when the SEC was first established and very few securities offerings were happening. [read post]
21 Aug 2017, 3:00 am
Last week, Corp Fin issued updated guidance on processing procedures for draft registration statements. [read post]
9 Feb 2022, 5:35 am
In addition to providing limited liability to the owners, Delaware corporations can be critical to securing future capital investment. [read post]
7 May 2010, 10:48 am
RBC Capital Markets Corp., Equity Station Inc., Fagenson & Co. [read post]
17 Jul 2019, 8:17 am
Energy Development Corp. [read post]
25 Sep 2016, 6:28 am
Additional Resources: Holiday Motor Corp. v. [read post]
20 Nov 2023, 3:00 am
The registrant may send the definitive proxy statement to security holders starting at 12:01 a.m. on October 30, 2023. [read post]
18 Jun 2008, 10:52 am
SEC Staff Provides Some Auction Rate Securities Relief The Investment Management and Corp Fin Staffs recently provided some no-action relief to Eaton Vance Management in one of the latest efforts to deal with the locked-up auction rate securities markets. [read post]
24 Nov 2008, 12:50 pm
Corp Fin Issues Last-Minute Guidance on Expiring Shelf Registration Statements On Friday, the Corp Fin Staff put out some much needed guidance on dealing with the upcoming expiration of registration statements under the 3-year shelf sunset provision in Securities Act Rule 415(a)(5). [read post]
6 Oct 2011, 9:11 am
EVAR. for joining the JAG Corps. [read post]
6 Sep 2023, 1:16 pm
Call New York Securities Lawyers at 212-509-6544. [read post]
11 Apr 2014, 8:00 am
Ralls’ brief argues that Ralls has protected property interests in the windfields that would require President Obama to make specific findings particular to the national security implications of the transaction, rather than obliquely citing national security grounds. [read post]
22 Jul 2011, 9:57 am
Customs and Border Protection lauding McTech Corp. [read post]
23 Jul 2020, 8:07 pm
The bill would amend the Securities Exchange Act (SE Act) of 1934. [read post]
15 Nov 2006, 3:38 am
Notes from PLI's Securities Law Institute In our "Conference Notes" Practice Area, we have begun posting notes from some of the panels from the recent PLI ’s Securities Law Institute, including the popular Q&A with the Corp Fin Director and "Current... [read post]
15 Nov 2006, 3:38 am
Notes from PLI's Securities Law Institute In our "Conference Notes" Practice Area, we have begun posting notes from some of the panels from the recent PLI ’s Securities Law Institute, including the popular Q&A with the Corp Fin Director and "Current... [read post]
12 Apr 2021, 3:03 am
Corp Fin Chief Says “Don’t Bet On It” Last week, John Coates, Acting Director of Corp Fin issued a statement titled “SPACs, IPOs and Liability Risk under the Securities Laws. [read post]
23 Jan 2012, 3:53 am
See Kevin's blog for a fuller analysis - as well as this Securities Law Prof Blog. [read post]
