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27 May 2007, 4:27 pm
The Securities and Exchange Commission for the first time proved a company used insurance to hide its losses. [read post]
22 Jun 2011, 10:00 am by Christine Hurt
So, Monday the Supreme Court issued its decision in Wal-Mart Stores, Inc. v. [read post]
14 Aug 2014, 5:57 am by Adam Weinstein
The law offices of Gana LLP recently filed a securities arbitration case on behalf of a family of four investors against First Allied Securities, Inc. [read post]
3 Jan 2020, 4:27 am
In the Matter of TD Ameritrade, Inc., Respondent (FINRA AWC)FINRA Fines and Suspends Rep Over Allowing Unregistered Rep to Use His Code and In Mis-use of Currency Transactions Reports ("CTRs"). [read post]
19 Apr 2018, 6:00 am by Trevor Zeyl
The Canadian Securities Administrators (the “CSA”) have issued CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements (the “Notice”) on the use of soliciting dealer arrangements. [read post]
26 Mar 2024, 9:50 pm by Kevin LaCroix
Background Evolv Technologies Holdings, Inc. describes itself as a “leader in Artificial Intelligence (AI)-based weapons detection for security screenings. [read post]
22 Mar 2010, 5:10 pm by Steve Bainbridge
In Corporate Finance, when I teach my students about the Capital Asset Pricing Model, I tell them that we use the interest rate on short-term US Treasury notes as a proxy for the rate of return on a "risk free" asset precisely because those securities are essentially risk free. [read post]
14 Jun 2011, 8:15 am
  On June 13, however, the Court issued a 5-4 opinion favoring securities fraud defendants in Janus Capital Group, Inc. v. [read post]
28 Dec 2006, 12:51 pm
Litigation Solution, Inc. performs Forensic and Electronic Data Discovery services and is licensed as a Private Investigations Company by the Texas Department of Public Safety to "secure evidence for use before a court. [read post]
3 May 2023, 1:31 pm by Malecki Law Team
Its use was rampant until studies revealed that asbestos causes various forms of cancer—clearly a defective product, use of asbestos is now scarce and regulated by the government. [read post]
7 Mar 2012, 6:24 pm
According to the Securities and Exchange Commission Enforcement Division’s Chief Counsel Joseph Brennan, the US Supreme Court’s ruling in Janus Capital Group Inc. v. [read post]
15 Jul 2016, 12:44 pm
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]