Search for: "Securities Investor Protection Corporation"
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1 Feb 2023, 9:01 pm
Investor Protection. [read post]
1 Feb 2023, 6:30 am
Finally, research has shown private companies that use their market power can distort traditional corporate governance protections, Crenshaw said. [read post]
31 Jan 2023, 7:28 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
30 Jan 2023, 7:13 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 Jan 2023, 7:32 am
On the other hand, for the World Bank Groups Internaitonal Finance Corporation, "ESG Standards comprise the Performance Standards, which define clients' responsibilities for managing their environmental and social risks, and the Corporate Governance Methodology, which sets out an approach to evaluate and improve the corporate governance of clients. [read post]
27 Jan 2023, 9:05 pm
Williams and Nagy recommend that the SEC reframe its mission of “protecting investors” to encompass greater transparency for investors from corporations concerning their ESG initiatives. [read post]
27 Jan 2023, 9:49 am
In some circumstances, binding corporate rules (BCRs) can meet the need. [read post]
27 Jan 2023, 7:01 am
”The Twitter whistleblower’s disclosures highlight that technology companies are routinely failing to protect the security and privacy of consumers’ data. [read post]
27 Jan 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, January 25, 2023 Tags: Cryptoassets, Data science, Investor protection, SEC, SEC enforcement, Strategic Plan Amendments to Rules Governing Trading Plans and Insider Filings Posted by Eleazer Klein, Adriana Schwartz, Daniel A. [read post]
27 Jan 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, January 25, 2023 Tags: Cryptoassets, Data science, Investor protection, SEC, SEC enforcement, Strategic Plan Amendments to Rules Governing Trading Plans and Insider Filings Posted by Eleazer Klein, Adriana Schwartz, Daniel A. [read post]
26 Jan 2023, 9:05 pm
New rules and regulations from the Securities and Exchange Commission (the SEC) use the lever of mandated disclosure to push for corporate governance actions, and in some cases what amounts to reforms. [read post]
25 Jan 2023, 9:01 pm
For example, debt capital markets account for 80 percent of financing for non-financial corporations in the United States. [read post]
25 Jan 2023, 9:15 am
“Whistleblowers play an instrumental role in helping the SEC detect and prosecute wrongdoing and in protecting investors and the capital markets,” said Creola Kelly, Chief of the SEC’s Office of the Whistleblower. [read post]
25 Jan 2023, 6:31 am
U.S. capital markets continue to support American competitiveness on the world stage because of the strong investor protections the SEC offers. [read post]
25 Jan 2023, 6:31 am
U.S. capital markets continue to support American competitiveness on the world stage because of the strong investor protections the SEC offers. [read post]
24 Jan 2023, 5:10 am
AMF renews its consultative commissions and the Climate and Sustainable Finance Commission On 22 December 2022, the AMF announced the new composition of its consultative commissions on Markets and Exchanges, Disclosures and Corporate Finance, Clearing, Custody and Securities Settlement, Asset Management and Institutional Investors and Retail Investors. [read post]
23 Jan 2023, 9:05 pm
The duty of loyalty imposed by COD and the litigation risk of COD violation impede corporations’ ability to raise capital, build efficient investor bases, and secure optimal management arrangements. [read post]
23 Jan 2023, 10:40 am
Finally, our clients returned millions of dollars improperly obtained from investors in violation of federal securities laws and SEC regulations. [read post]
20 Jan 2023, 5:16 am
On Nov. 23, 2022, the European Parliament voted in favor of a resolution designating Russia as a state sponsor of terrorism (SST). [read post]
18 Jan 2023, 3:15 am
The question that will come to mind for securities lawyers is, “Do we need to update corporate disclosures to reflect this ‘polycrisis’? [read post]
