Search for: "Security Services v. Equity Management" Results 441 - 460 of 545
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16 Aug 2013, 10:36 am by Ron Coleman
You have to name a bank “Security First Trust and Federal Reserve” because nobody’s gonna put their money in “Fred’s Bank. [read post]
1 Jan 2014, 5:55 am by Ron Coleman
You have to name a bank “Security First Trust and Federal Reserve” because nobody’s gonna put their money in “Fred’s Bank. [read post]
2 Jul 2019, 6:32 am by Jay R. McDaniel, Esq.
  Some will provide for terms, but even then, the security arrangements are rarely specified in detail. [read post]
19 Sep 2017, 3:55 pm by Kevin LaCroix
No Good Deed Goes Unpunished In recent years, plan fiduciaries have increased their scrutiny of plan fees, demanding reductions from incumbent investment managers and record keepers, or sending out requests for proposals to new service providers. [read post]
13 Jul 2018, 4:56 am by Kathy Kapusta
” Will invalidating civil service appointments of ALJs reach beyond the SEC? [read post]
11 Jan 2021, 1:31 pm
Here is the crux o the human rights project: "China has launched a series of people-oriented projects in Belt and Road countries to address such issues as housing, water supply, health care, education, rural roads, and assistance to vulnerable groups, helping to fill gaps in infrastructure and basic public services" (Ibid., p. 21). [read post]
  Part 3—Funding the Internal Revenue Service and Improving Taxpayer Compliance Sec. 10301—Enhancement of Internal Revenue Service Resources: This section provides $80 billion in funding to the Internal Revenue Service (“IRS”), including more than $3 billion for taxpayer services, more than $45 billion for enforcement activities, more than $25 billion for operations support, and more than $4 billion for maintaining and… [read post]
3 Jan 2023, 1:47 pm by Kevin LaCroix
There were 196 federal court securities class action lawsuits filed in 2022, representing about a 10% decline in the number federal court securities suits compared to 2021 (when there were 218 securities class action lawsuits filed). [read post]
5 Feb 2011, 10:22 am by Steve Bainbridge
The nexus of contracts model, however, demonstrates that equity capital is but one of the inputs that a firm needs to succeed. [read post]
9 Feb 2023, 9:05 pm by renholding
House of Representatives, the party is expected to hold committee hearings further criticising ESG efforts by companies, asset managers, proxy advisory firms, the Securities and Exchange Commission (SEC) and others. [read post]
4 May 2011, 4:52 am by Rob Robinson
http://bit.ly/jBpIBo (Gary Audin) Using Multiple Mailboxes In One Profile - http://tinyurl.com/3z4ljwp (Mike Wheatley) Twitter Hashtags of the Week #CEIC2011 #eDiscovery #LegalTech #SymVision Vendor Views Industry Landscape AccessData Announces Additional Hosting Facility in Canada - http://tinyurl.com/3fke7lq (Business Wire) Brocade Develops a Cloud Complex - http://tinyurl.com/3ksxzlw (Craig Matsumato) CA Technologies Enables Logicalis UK to Deliver Cloud Computing Services -… [read post]
15 May 2022, 9:11 pm by The Regulatory Review Staff
November 3, 2021 | When Securities Enforcement Hurts the Securities Market | Scholar argues that traditional enforcement against digital assets will only reduce information for investors. [read post]
7 Mar 2017, 6:53 pm by W.F. Casey Ebsary, Jr.
If the Applicant is an entity and not a natural person, Applicant shall identify all persons who are the managers, officers, directors, contractual agents, partners, and licensors of such entity, as well as all members, shareholders, or Investors holding an ownership interest of 5% or more of such entity. [read post]