Search for: "Sherry A. Wells"
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18 Dec 2015, 3:00 am
" A number of other CIRM directors weighed in as well, indicating a general interest in moving forward on a path to future funding. [read post]
20 Oct 2021, 8:20 am
By Anne Sherry, J.D.The latest Corporate Directors Survey from PricewaterhouseCoopers finds that boards are significantly more receptive to ESG issues compared to their attitudes just a year ago. [read post]
29 Dec 2022, 9:50 am
By Anne Sherry, J.D.PCAOB Chair Erica Y. [read post]
13 Jan 2021, 7:13 am
By Anne Sherry, J.D.In a new statement, the SEC’s Office of Municipal Securities encouraged participants in the municipal securities market to mitigate risks in anticipation of the transition away from LIBOR. [read post]
6 Dec 2021, 10:17 am
The report finds that the 2024 target date will allow enough time for firms to assess the changes they need to undertake, as well as for the industry to conduct testing and for regulators to make necessary changes. [read post]
6 Sep 2016, 7:38 am
Sherry, 405 F. [read post]
9 Jan 2015, 1:19 pm
” Now, in his second response, posted to the same blog on Tuesday, Professor Macey characterizes the Grundfest post as a “dramatic shift of allegations” as well as a failure to address the deficiencies he identified via his first response. [read post]
20 Feb 2024, 6:24 am
By Anne Sherry, J.D.A New Hampshire Senate committee voted last week to recommend against an anti-ESG bill. [read post]
27 Oct 2021, 8:35 am
By Anne Sherry, J.D.The SEC’s Division of Examinations issued a risk alert summarizing its observations from exams in the Registered Investment Company (RIC) Initiatives, a series of exams focusing on mutual funds and ETFs to assess practices and compliance in areas that could affect retail investors. [read post]
28 Aug 2023, 5:01 am
By Anne Sherry, J.D.SEC Commissioner Hester Peirce said that she declined to support the agency’s new rulemaking on private fund advisers because it is “ahistorical, unjustified, unlawful, impractical, confusing, and harmful. [read post]
18 Mar 2022, 7:45 am
By Anne Sherry, J.D.A group of eight U.S. [read post]
19 Apr 2022, 7:33 am
By Anne Sherry, J.D.The Delaware Superior Court determined that parties to a contract denominated in cryptocurrency were entitled to over $25 million in damages. [read post]
7 Oct 2014, 1:30 pm
Contact Sherry Linkon, sll5@georgetown.edu, or Vail Kohnert-Yount, avk26@georgetown.edu. [read post]
25 Mar 2022, 6:08 am
Commenters universally opposed the 2008 proposal, which would have relied primarily on the concept of well-known seasoned issuers, but did not suggest any alternatives. [read post]
21 Feb 2014, 2:24 pm
Here, defendant shipped at least one dress into New York that allegedly infringes Plaintiffs' Sherri Hill’s copyrights, albeit in response to an order from plaintiffs' attorneys. [read post]
20 Jul 2022, 6:35 am
By Anne Sherry, J.D.The North American Securities Administrators Association is requesting public comment on four proposed revisions to its guidelines on real estate investment trusts. [read post]
21 Apr 2023, 7:33 am
The resulting blue sky laws and federal securities laws have served well, but a key lesson from the 2008 financial crisis is that effectively overseeing and updating the rules are critical to preserving confidence in the markets. [read post]
4 Mar 2021, 5:00 am
Another stockholder group sued in federal court asserting claims under the federal securities laws as well as under Delaware law; the court dismissed the federal claims and declined to reach the state-law fiduciary duty claims. [read post]
14 Aug 2020, 7:15 am
By Anne Sherry, J.D.SIFMA urged the SEC to allow brokerage firms to conduct branch inspections remotely in consideration of the COVID-19 pandemic. [read post]
29 Oct 2020, 8:10 am
By Anne Sherry, J.D.A joint statement from SEC Chairman Jay Clayton and the directors of the Divisions of Investment Management, Corporation Finance, and Trading and Markets outlined some of the issues underlying complex investment products available to retail investors. [read post]
