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17 Jul 2020, 3:00 am by Jim Sedor
” States That Raced to Reopen Let Businesses Write Their Own Rules, Documents Show Anchorage Daily News – Isaac Stanley-Becker (Washington Post) | Published: 7/9/2020 Business networks and industry organizations helped write the rules of the pandemic response in some of the places that were the last to impose restrictions and the first to ease them. [read post]
26 Jun 2020, 3:00 am by Jim Sedor
The symbol appeared in paid posts sponsored by Trump and Vice President Pence, as well as by the “Team Trump” campaign page. [read post]
23 Jun 2020, 2:55 pm by Lara Nonninger
We noted in “COVID-19 UK: Finance – Large Business Loan Scheme launched and available to PE owned and large companies – Insight” that it will be interesting to see whether direct lending/alternative credit funds will look to become accredited lenders under CLBILS to take advantage of the UK government guarantee, given that these types of lenders are used to, and are well positioned to, structure and provide bespoke financing solutions. [read post]
23 Jun 2020, 11:12 am by Ashoka Mukpo
 “The response of a lot of police departments after that was, well if some people won’t act as predicted, we should have a hyper-aggressive response for everybody,” said Takei. [read post]
22 Jun 2020, 6:48 am by Staff Attorney
In May 2016 Davidson was terminated by Morgan Stanley on allegations relating to registered representative’s exercise of discretion in clients’ accounts as well as receipt of a loan from a Morgan Stanley employee. [read post]
17 Jun 2020, 1:00 am by mes286
Less well known, the Plant Protection Act of 1930 had previously allowed intellectual property protection for selectively bred and cloned plants. [read post]
16 Jun 2020, 7:14 am by Silver Law Group
  Liberty Tree Advisors, LLC   Rachael Konz   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Morgan Stanley   Jonathan Lake   Wells Fargo Clearing Services, LLC   Morgan Stanley   Douglas Leone   Salomon Whitney Financial   Newport Coast Securities, Inc. [read post]
12 Jun 2020, 6:30 am by ernst
Less well known, the Plant Protection Act of 1930 had previously allowed intellectual property protection for selectively bred and cloned plants. [read post]
8 Jun 2020, 6:36 am by Steve Lubet
The Rosenhan paper is not the only well-known social science study to have been shaken by after-discovered documentation. [read post]
22 May 2020, 9:56 am by Eugene Volokh
Free Speech Coal., 535 U.S. 234, 236 (2002) (citing Stanley v. [read post]
21 May 2020, 7:12 am by Silver Law Group
  MML Investors Services, LLC   Suntrust Investment Services, Inc   Mannera, Samuel   Wells Fargo Clearing Services, LLC   Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
21 May 2020, 7:05 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Cline, Kevin   Source Capital Group, Inc   Ridgemont Securities, Inc   Delaney, Maxwell   Brill Securities, Inc   National Securities Corporation   Henrich, Todd   National Securities Corp   Obsidian Financial Group  … [read post]
20 May 2020, 2:17 pm by Silver Law Group
., Inc   E Trade Securities LLC   Borja, Mauricio   Allstate Financial Services, LLC   Botner, Ryan   MML Investors Securities, LLC   Northwestern Mutual Investment Services, LLC   Encino, Stephen   NYLife Securities LLC   Allstate Insurance   Fries, Scott   Transamerica Financial Advisors   NYLife Securities LLC   Hegarty, Adrian   JP Morgan Securities LLC   Morgan Stanley   Kraft, David   Morgan Stanely… [read post]
20 May 2020, 1:57 pm by Silver Law Group
  Stifel, Nicolus & Company, Inc   Sterne, Agee & Leach, Inc   Kievman, Cary   Ameriprise Financial Services, Inc   Morgan Stanley Smith Barney   Krupnick, Jeffrey   Ameriprise Financial Services, Inc   JHS Capital Advisors, LLC   Lake, Jonathan   Wells Fargo Clearing Services, LLC   Morgan Stanley   McCutchen, Jerry Sr. [read post]
19 May 2020, 6:32 pm by John Jascob
This includes identifying individuals who are engaged in misconduct related to thinly-traded stocks, as well as individuals who have been the subject of a suspension or an associational, an officer-and-director, or a penny stock bar. [read post]
Many large employers, such as Bank of America; Danone; Morgan Stanley; and our own parent company, Marsh & McLennan, are pledging not to lay off workers amid the coronavirus crisis. [read post]