Search for: "State v. Dodd" Results 441 - 460 of 1,049
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16 Oct 2012, 5:00 am by Doug Cornelius
Dodd-Frank’s Title VII is likely to sweep a bunch of private equity fund operators under the CFTC’s registration requirement. [read post]
8 Feb 2013, 1:25 pm by Scott Pryor
Second, Dodd-Frank gave states' attorneys general concurrent enforcement power so it's not like the statute will be a dead letter even without the CFPB as the cop on the block. [read post]
13 Jul 2015, 9:05 pm by Walter Olson
Wynne, I’m quoted] Dodd-Frank: “Are State Regulators A Source of Systemic Risk? [read post]
29 Jul 2015, 9:05 pm by Walter Olson
[Bridget Johnson on anti-cinema, anti-stock-trading views of radical Islamist British activist and former lawyer Anjem Choudary] Rare coalition of bankers, housing advocates urges limits on mortgage-related suits [W$J] “The Administrative State v. [read post]
14 Dec 2015, 5:36 am
 In general, an indictment that tracks the words of a statute to state the elements crime is acceptable, provided that it states sufficient facts to place a defendant on notice of the specific conduct at issue. [read post]
25 Jan 2016, 4:00 am by Howard Friedman
Youth & Society, doi:10.1177/0044118X15621224).Elizabeth Rose Schlitz, Rulemaking Under Dodd-Frank: Putting the 'Person' Back Into the Consumer Lending Process, (8 University of St. [read post]
21 Apr 2016, 9:30 pm by RegBlog
IN THE NEWS The Supreme Court of the United States heard oral argument in U.S. v. [read post]
8 Aug 2022, 7:40 am by John Jascob
The Dodd-Frank whistleblower protection claim was dismissed, but the SOX claim survived.Jury instructions. [read post]
21 Aug 2015, 8:08 am by Malecki Law Team
” Malecki Law had reported on this Wall Street Journal article and examined the state of Dodd-Frank Whistleblower program, as it existed then, in this blog post. [read post]
12 Dec 2017, 9:57 am by Wolfgang Demino
The author urges that the other circuits follow the Second Circuit in Madden v Midland because the Dodd-Frank was not made retroactive and therefore provides no relief against predatory lending abuses that occurred prior to the law's effectiveness date. [read post]
8 Oct 2019, 4:51 am by John Jascob
SEC (18-1566): Whether Dodd-Frank Act Section 929P(b)’s jurisdictional amendments conferred substantive extraterritorial reach upon Sections 10(b) and 17(a) in SEC enforcement actions and in federal criminal prosecutions.Liu v. [read post]