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13 Feb 2024, 9:09 am by CFM Admin
Synopsis for Fund Managers The CTA provides an Exemption for each of: (i) an investment adviser registered with the Securities and Exchange Commission (the “SEC”) (an “RIA”); (ii) a fund manager that has filed as a venture capital fund adviser with the SEC (“VC Adviser”)[i]; (iii) an entity that is included as a “relying adviser” in an RIA’s Form ADV umbrella registration; and (iv) U.S. private funds that are exempt from registration… [read post]
25 Jul 2019, 9:01 pm by Tamar Frankel
We warned investors that the stock market was going to collapse in 1987. . . we forecasted the tech stock bubble in 1999 . . . and we predicted the housing crash of 2007. [read post]
9 May 2022, 4:27 am by Franklin C. McRoberts
It’s hard not to feel sorry for the petitioner in Fernandes v Matrix Model Staffing, Inc., Decision and Order, Index No. 160294/2021 [Sup Ct, NY County Apr. 20, 2022]. [read post]
31 Mar 2020, 8:38 am by admin
Part I: The Coronavirus Aid, Relief and Economic Security (CARES) Act: Provisions Relevant to Healthcare Providers (March 31, 2020):  On March 27, 2020, the Coronavirus Aid, Relief and Economic Security (CARES) Act[1] passed the House of Representatives by a voice vote. [read post]
9 Aug 2008, 1:50 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com]   Highlights this week included: The end of William Patry’s blog: (Patry Copyright Blog), (Excess Copyright), (Patently-O), (Chicago IP Litigation Blog), (Michael Geist), (The Fire of Genius), (Techdirt), (Patry Copyright Blog), Kitchin J clarifies scope of biotech patents, in particular gene sequence patents: Eli Lilly & Co v Human Genome Sciences:… [read post]
14 Apr 2015, 4:50 pm by Kevin LaCroix
[iv] In most policies, the “loss” definition contains language excluding “matters deemed uninsurable under the law pursuant to which this policy is construed. [read post]
20 Sep 2009, 4:26 pm
Marvel owns and then licenses its intellectual properties, existing in the form of characters, and describes itself as a character-based entertainment company. [ 6 ] Marvel further owns and operates Marvel Publishing, Inc, which acts as the publishing arm of Marvel, with a focus on comic books. [ 7 ] Furthermore, Marvel owns and operates a film production office, known as MLV Productions, Inc. [ 8 ] Marvel does not, however, create films in-house and does not own or operate any movie studios. [ 9 ] … [read post]
23 May 2022, 4:57 am by Franklin C. McRoberts
Adam’s Allegations The stock interests of ALP are Adam (40%), Libra (40%), and Peter (20%). [read post]
21 Jan 2011, 1:18 pm by Alfred Brophy
 There's more volatility than in the stock market, it seems. [read post]
31 Jan 2014, 5:20 am by Doug Cornelius
He highlighted the guidance update on misleading fund names and the guidance on the custody rule for private stock certificates. [read post]
6 Aug 2023, 6:33 am by Kevin LaCroix
” Securities analysts lowered their ratings on KeyCorp’s stock, causing a sharp drop in the company’s share price. [read post]
Purchase Price Structures and Formulations: A key negotiation point is how the purchase price will be structured and can include discussions around stock v cash payment to the founders, holdback and escrow arrangements. [read post]
Purchase Price Structures and Formulations: A key negotiation point is how the purchase price will be structured and can include discussions around stock v cash payment to the founders, holdback and escrow arrangements. [read post]
20 May 2024, 9:01 pm by renholding
Incentive equity often takes the form of newly granted (i) options, (ii) restricted stock units and/or (iii) profits interests, and is typically subject to time-based and performance-based vesting. [read post]
15 Aug 2016, 2:33 pm by John Chierichella
The trustees and proxies run the cleared company independently, and are subject to the foreign owners’ control only in relation to the following “life or death” corporate decisions:  (i) the sale or disposal of all or a substantial part of the company’s assets, (ii) pledges, mortgages, or encumbrances on the capital stock, (iii) corporate mergers, consolidations, or reorganizations, (iv) dissolution, or (v) a declaration of bankruptcy. [read post]
2 Jun 2012, 5:03 pm by Santiago A. Cueto
– Czech Republic BIT, for example, an “investment” means: every kind of investment in the territory of one Party owned or controlled directly or indirectly by nationals or companies of the other Party, such as equity, debt, and service and investment contracts; and includes: (i) tangible and intangible property, including movable and immovable property, as well as rights, such as mortgages, liens and pledges; (ii) a company or shares of stock or other interests in a… [read post]
15 Aug 2016, 2:11 pm by John Chierichella and Keith Szeliga
The trustees and proxies run the cleared company independently, and are subject to the foreign owners’ control only in relation to the following “life or death” corporate decisions:  (i) the sale or disposal of all or a substantial part of the company’s assets, (ii) pledges, mortgages, or encumbrances on the capital stock, (iii) corporate mergers, consolidations, or reorganizations, (iv) dissolution, or (v) a declaration of bankruptcy. [read post]