Search for: "The Industry Promotion Fund"
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31 Mar 2023, 9:00 am
Chair Gensler indicates that his focus on enforcement will promote fairness across the private fund industry. [read post]
30 Mar 2023, 7:10 am
In fact, it seems that vertical integration promotes higher costs for patients due to less competition in the market. [read post]
30 Mar 2023, 7:10 am
In fact, it seems that vertical integration promotes higher costs for patients due to less competition in the market. [read post]
30 Mar 2023, 6:52 am
FINRA and the SEC Regulations – Breach of Fiduciary Duty FINRA (Financial Industry Regulatory Authority) and the SEC (Securities and Exchange Commission) are regulatory bodies that oversee the securities industry in the United States. [read post]
29 Mar 2023, 9:02 pm
Their mandate to the industry and FDA then is still true today. [read post]
29 Mar 2023, 11:15 am
On the asset side, it was a bond fund grafted onto a smaller loan book. [read post]
29 Mar 2023, 5:16 am
And Target experienced a massive breach of credit card information in November 2013, just two months after it was audited and certified as meeting the security standard of the payment card industry. [read post]
28 Mar 2023, 9:01 pm
Reg SCI currently imposes a number of requirements concerning system operations and compliance, including: having comprehensive policies and procedures reasonably designed to ensure that certain systems maintain operational capability and promote the maintenance of fair and orderly markets; having policies and procedures reasonably designed to insure certain systems operate in a manner that is compliant with the Exchange Act and the entity’s own rules and governing documents; taking… [read post]
28 Mar 2023, 7:43 am
On the demand side, switching our buildings, industries, and vehicles to electric power could double our electricity usage. [read post]
28 Mar 2023, 5:44 am
ISW seeks to promote an informed understanding of war and military affairs through comprehensive, independent, and accessible open-source research and analysis. [read post]
28 Mar 2023, 4:19 am
This period is intended to allow industry time to understand how the regime will be practically implemented, with the aim of ensuring compliance across the industry. [read post]
27 Mar 2023, 9:01 pm
Filings By Industry Sector As shown in Figure 2 below, the distribution of non-merger objection and non-crypto unregistered securities filings in 2022 was largely consistent with 2021. [read post]
27 Mar 2023, 8:09 pm
September 2019 – The Financial Industry Regulatory Authority Inc. reportedly censured Newbridge Securities and fined the firm $225,000 for having failed to adequately supervise the sale of complex securities such as structured notes and leveraged, inverse and inverse-leveraged exchange-traded funds. [read post]
27 Mar 2023, 10:26 am
If all that wasn’t enough, the CDC again without warning or scientific support, but under documented pressure from the airline industry, unilaterally cut in half the amount of time a person infected with COVID had to stay in self-isolation, from ten days to five. [read post]
27 Mar 2023, 9:06 am
The industry asked FINRA to extend the implementation date. [read post]
25 Mar 2023, 5:20 pm
Switzerland has introduced a new fintech license with relaxed requirements to promote innovation. [read post]
25 Mar 2023, 1:24 pm
Deregulation: The Trump administration rolled back numerous regulations in various industries, which some supporters argue encouraged business growth and innovation. [read post]
24 Mar 2023, 6:00 am
Few Have Funded the Effort. [read post]
23 Mar 2023, 11:00 pm
Almost like when you have that rainy day fund stashed aside. [read post]
17 Mar 2023, 7:25 am
On 16 March 2023, Xinhua News agency and other official outlets distributed an important set of reforms to the institutional architecture of the administrative-political model of the state in the New Era. [read post]
