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Recently, Richard Ketchum, The Chairman and CEO of FINRA (the Financial Industry Regulatory Authority), discussed how FINRA seeks to protect investors from fraud and other wrongdoing. [read post]
9 Sep 2020, 3:00 am by John Jenkins
This McDermott Will memo provides a “snapshot” of US and EU antirust regulatory activity during the second quarter of 2020. [read post]
15 Oct 2015, 2:22 pm by Debra A. McCurdy
This week CMS referred major final calendar year 2016 Medicare payment rules to the White House Office of Management and Budget (OMB) for regulatory clearance. [read post]
2 Nov 2015, 12:53 pm by laura.ray@law.csuohio.edu
”  Such information “can potentially enhance the quality and effectiveness of regulatory decision making” as well as “aid the regulatory process by streamlining scientific review and identifying potential emerging post-market issues earlier in the process. [read post]
23 Aug 2011, 12:00 am by Andrew Stoeckle
 Dissemination of regulator- and expert-reviewed compliance information via social networking channels could give on-demand assistance to regulated entities. [read post]
19 Mar 2005, 1:02 am
[JURIST] UK Home Secretary Charles Clarke [official profile] has ordered a review of the British government's decision last year [Evening Standard report] to downgrade cannabis from a regulatory B class to a C class, the same as anabolic steriods and anti-depressants. [read post]
6 Jan 2017, 12:33 pm by Malgorzata Pawska
Part I reviews the basics of product liability law, and how they relate to a potential lawsuit involving a fatality. [read post]
4 Nov 2022, 1:03 pm by The White Law Group
Wedbush Securities to pay $850,000 after Allegations of Misrepresentations, Supervisory Failures   According to a Letter of Acceptance Waiver and Consent, the Financial Industry Regulatory Authority (FINRA) has reportedly censured and fined Wedbush Securities $850,000 for regulatory failures. [read post]
27 Jun 2022, 9:46 am by Simon Lovegrove (UK) and Nabeelah Begum
On 24 June 2022, HM Treasury published two post-implementation reviews and a forward looking review of the UK’s anti-money laundering and countering the financing of terrorism (AML/CFT) regime. [read post]
28 Jan 2010, 8:07 pm by Penn Program on Regulation
On the same day he ordered his review of regulatory review, President Obama revoked Executive Order 13,221. [read post]
16 Sep 2012, 10:31 pm by Leland E. Beck
CFPB conducted a small business review panel and published an initial regulatory flexibility analysis with the rule pursuant to the Regulatory Flexibility Act (RFA), and estimates that the proposed rule would impose 570,000 hours for one time changes and 2.4 million hours annually under the Paperwork Reduction Act (PRA). [read post]
4 Jan 2007, 5:01 am
The disclosure comes as Tribune, which owns the Los Angeles Times and the Chicago Tribune newspapers, is conducting a strategic review that could lead to a sale of [...] [read post]
17 Jan 2012, 12:00 am by Brian Hunt
  H.R. 3068 – Regulatory Sunset and Review Act Introduced by Rep. [read post]
3 Sep 2013, 11:50 am by Dan Ernst
Farber, University of California, Berkeley School of Law, has posted The Thirty Years War Over Federal Regulation, a review of Thomas A. [read post]
22 Jul 2022, 6:50 am by Jochen Vester (UK)
The EBA has also published the final draft regulatory technical standards (RTS) on Pillar 2 add-ons for investment firms. [read post]
21 Mar 2021, 9:05 pm by Dylan R. Hedden-Nicely
A court might require a direct nexus between the alleged climate change-causing activity under regulatory consideration and the climate disaster a tribe is seeking to avoid. [read post]
22 Sep 2022, 9:03 pm by Devontae Torriente
The post Week in Review first appeared on The Regulatory Review. [read post]