Search for: "The Regulatory Review Staff" Results 441 - 460 of 3,921
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6 Sep 2022, 9:05 pm by E. Donald Elliott
We interviewed a broad range of interested parties: agency staff, regulated parties, regulatory beneficiaries, business groups, public interest NGOs, unions, micro-businesses, and others. [read post]
23 Mar 2020, 7:28 am by Green, Schafle & Gibbs
The moderator said it would give impermanent “regulatory relief to member firms from some requirements. [read post]
30 Nov 2009, 9:25 am by smtaber
November 30, 2009 – A summary review of environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
31 Oct 2024, 3:30 am by David Lynn
The Staff review process is taking longer than expected, and the company desperately needs to raise money through a private placement so it can keep the lights on through the completion of the IPO. [read post]
9 May 2011, 7:32 pm by James Hamilton
In a letter to the SEC, Republican members of the Senate Banking Committee asked for an SEC Inspector General review of the economic analyses performed by the Commission with regard to six specific and significant Dodd-Frank regulatory implementation initiatives. [read post]
10 Nov 2023, 6:00 am by Paul M. Barrett
The review is co-published with Tech Policy Press here.) [read post]
2 Jul 2024, 9:05 pm by Erika Lietzan
  Constitutional questions will likely still have salience in coming years, which should make the research and findings in this ACUS report of continuing interest.The post User Fees Imposed by Federal Agencies first appeared on The Regulatory Review. [read post]
12 Jan 2025, 9:05 pm by renholding
In the hunt for wasteful and counterproductive regulatory programs, the SEC’s IPO review process makes for a promising target. [read post]
28 Apr 2013, 9:30 pm by Lisa Heinzerling
In his revealing new book about his nearly four years as President Barack Obama’s “regulatory czar,” Harvard Law School professor Cass Sunstein describes a striking moment:  “After I had been in the job for a few years, a Cabinet member showed up at my office and told my chief of staff, ‘I work for Cass Sunstein. [read post]
13 Dec 2009, 8:58 pm by smtaber
December 14, 2009 – A summary review of environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
31 May 2019, 1:20 pm by Tom Zagorsky
  Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
27 Mar 2020, 8:27 am by skelly
  The NAIC staff has suggested that each state coordinate their inquiries through the lead state for which the domestic is a part of. [read post]
2 Nov 2009, 1:39 am
Cushing mentioned that some CTA firms will actually use a previous NFA audit as a kind of "stamp of approval" by the regulatory agency. [read post]
21 Jan 2024, 9:06 pm by Dan Flynn
*Deputy Commissioner for Operations Jim Sing *Commissioner for Regulatory Affairs Michael Rogers, M.S. [read post]
13 Jul 2009, 4:27 am
We'll be posting memos analyzing this proposed legislation in our "Regulatory Reform" Practice Area. [read post]
29 Dec 2009, 5:46 pm by smtaber
December 29, 2009 – A summary review of environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
2 Mar 2021, 6:36 am by John Jascob
The staff will be reviewing these platforms that facilitate trading in digital asset securities to determine whether they meet the definition of an exchange or if they qualify for an exemption. [read post]
14 Apr 2016, 6:23 am
Today [April 13, 2016], the Commission will consider two separate recommendations from the staff. [read post]