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4 Jan 2016, 2:59 pm
” High-frequency traders should take note that the conviction on all six counts of spoofing charged in Coscia’s case may embolden prosecutors across the nation to pursue other spoofing cases with vigor. [read post]
4 Jul 2011, 12:06 pm
Air traffic controllers and trader charged with forex fraudThe CFTC announced that it has filed charges against Louis Giddens, Anthony Dutton, and Michael Gomez for running a fraudulent off-exchange foreign currency (“forex”) scheme. [read post]
20 Nov 2017, 9:50 pm
Green Cuisine is recalling 18.5 tons of Trader Joe’s deli salads because of consumer complaints of hard silica and glass fragments in the turkey and chicken salad products. [read post]
27 Apr 2014, 10:02 pm
The salads and wraps were sold by Trader Joe’s and other retailers. [read post]
16 Jan 2016, 3:44 pm
The recall only affects one specific lot of Trader Joe’s Raw Cashew Pieces. [read post]
10 May 2016, 5:09 pm
The 3,763 salads possibly affected were distributed to Trader Joe’s stores located in Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Nebraska, Ohio and Wisconsin. [read post]
16 Aug 2016, 8:15 am
The Securities and Exchange Commission today announced that the former head trader in residential mortgage-backed securities (RMBS) at Goldman Sachs has agreed to be barred from the securities industry and pay $400,000 to settle charges that he repeatedly misled customers and caused them to pay higher prices. [read post]
13 Jul 2012, 8:49 am
Amid a swirl of questions about a multibillion-dollar trading loss, JPMorgan said Friday that it would be forced to restate its first-quarter results, indicating that its traders may have intentionally been trying to conceal the extent of the red ink on the disastrous credit bet. [read post]
8 May 2019, 5:47 pm
“Stock trader’s appeal puts illegal FBI media leaks in Supreme Court crosshairs”: Rowan Scarborough has this front page article in today’s edition of The Washington Times. [read post]
31 Mar 2022, 6:34 am
The post Ex-Goldman Sachs Trader’s DJ’ing Business Financed By (Alleged) Crypto Money Laundering Business appeared first on Above the Law. [read post]
11 May 2022, 5:58 pm
“The Supreme Court clerk who leaked a ruling to Wall Street traders”: James D. [read post]
19 Jul 2017, 8:54 pm
"U.S. appeals court voids Libor convictions of ex-London traders": Jonathan Stempel of Reuters has this report on a ruling that the U.S. [read post]
1 Dec 2006, 3:00 am
He then decided to become a day trader, and by April 2000... [read post]
28 Sep 2010, 7:39 am
“There are too many traders, bankers and salesmen to support the new level of business. [read post]
9 Feb 2014, 7:00 pm
Apparently for the first time, state laws are being wielded against heavy Bitcoin traders. [read post]
6 Sep 2006, 5:23 am
A former New York Stock Exchange floor trader charged with securities fraud broke Big Board rules and cheated the public by improperly manipulating trades, a federal prosecutor told a jury on Tuesday. [read post]
15 Dec 2015, 5:19 pm
Trader Joe’s Triple Ginger Brew is sold in 25.4 fl. oz. (750 mL) glass bottles. [read post]
12 Jan 2011, 8:00 am
First Derivative Traders – that the operators of the Janus mutual funds permitted market timing by a dozen favorite investors - gave rise to other legal actions. [read post]
7 Nov 2008, 5:02 pm
The SEC has charged Fidelity and a number of current and past executives and employees, including ex-Fidelity equity trader Thomas Bruderman, with improperly accepting lavish gifts from brokers. [read post]
14 Jan 2011, 5:00 am
The adviser allowed 12 traders to trade frequently. [read post]
