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6 Mar 2023, 9:05 pm by renholding
Bid, ask and transaction prices in a specialist market with heterogeneously informed traders. [read post]
6 Mar 2023, 5:04 am by Will Newman
  This amendment may help clarify some issues that have not been settled, such as the meaning of who a trader is and other issues that arise in corporate governance, shareholder disputes, and M&A regulations. [read post]
The AFM carried out this study in relation to eight trading venue operators and proprietary traders based on a self-assessment and IT incident notifications reported to the AFM. [read post]
1 Mar 2023, 2:49 am by Tessa Shepperson
Answer By way of introduction, in contracts between a landlord and a tenant, the landlord is treated as a supplier or trader and the tenant as a consumer. [read post]
28 Feb 2023, 9:01 pm by News Desk
The CFS urged the importer to initiate a recall, advised the public not to consume the products, and instructed traders not to sell the implicated items. [read post]
The Irish draft implementing law will expand the concept of qualified entities to consumer claims from sole traders and SMEs, provide a detailed explanation as to the designation of qualified entities, and offer an opt-in mechanism for both domestic and cross-border collective actions for redress measures. [read post]
23 Feb 2023, 9:01 pm by renholding
These traders would place tens of thousands of spoof orders – that is, orders they intended to cancel before execution – to drive prices in a direction they wanted, creating phantom supply and demand. [read post]
20 Feb 2023, 9:05 pm by renholding
  And, not surprisingly, when engaging in these trades, the subject trader may be utterly unaware of whether the material nonpublic information that is the basis for such trades relates to a prospective merger, tender offer, or other form of acquisition. [read post]
Donna Flynn Flynn would go on to study market traders in West Africa, then delve into community development work with women and girls in the Middle East and Africa. [read post]
14 Feb 2023, 11:46 pm by kblocher@hslf.org
Making matters worse, hippos are also coveted by trophy hunters and traders for their body parts, specifically their ivory tusks. [read post]
14 Feb 2023, 9:52 am by Kevin LaCroix
In addition to common stockholders, options traders and investors who were short Tesla stock suffered significant losses – collectively to the tune of $12 billion dollars, according to plaintiff’s expert. [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog)   Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services)   New York Securities Fraud Ruling Threatens US White-Collar Cases (Bloomberg Law by Ben Penn)   DOJ RELEASES   Former Beulah Bank President Sentenced to Two Counts of Bank Fraud (DOJ Release)   Former Bond Trader And Hedge Fund Founder… [read post]
10 Feb 2023, 9:05 pm by Cookson Beecher
  In letters accompanied by nearly 55,000 petition signatures, CR urged Trader Joe’s, Hershey’s, Mondelez, and Theo to make a commitment to take action by Valentine’s Day. [read post]
6 Feb 2023, 7:00 am by Savage Villoch Law, PLLC
In addition, AI algorithms can be programmed to avoid psychological biases that can negatively impact human traders’ decision-making. [read post]
The following activities are relevant: ‒      Conduct thematic reviews at proprietary traders, trading platforms and post-trade parties in respect of subject such as information security, algorithmic trading, remuneration policy and culture of the organisation. [read post]
2 Feb 2023, 1:57 pm by Steve Bainbridge
This Response argues that the Equal Profits Principle can be analyzed into the “No Greater Profits Principle” (traders with MNPI should not make more than other traders) and the “No Lesser Profits Principle” (traders with MNPI should not make less than other traders), and that while the No Greater Profits Principle is intuitively plausible, the No Lesser Profits Principle is not. [read post]
On December 9, 2022, the European Commissioner for Justice and Consumer Protection, Didier Reynders, announced that the European Commission will focus its next 2023 mandate on regulating dark patterns, alongside transparency in the online advertising market and cookie fatigue. [read post]
30 Jan 2023, 12:55 pm by Kevin LaCroix
  However, if it was the result of a coding error by a trader, is that really a cyber incident? [read post]