Search for: "U.S. Commodity Futures Trading Commission"
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16 Dec 2019, 5:04 pm
Commodity Futures Trading Commission (CFTC) approved a final rule eliminating the provisions of the Commission’s Regulations that established the formulation, amendment or repeal of its rules or regulations. [read post]
11 Nov 2019, 7:23 am
Moreover, the company overhauled its training program and conducted relevant training sessions and seminars on market misconduct in the U.S. futures markets. [read post]
8 Nov 2019, 10:02 am
Securities Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) administer whistleblower claims under the Sarbanes-Oxley Act of 2002. [read post]
8 Nov 2019, 8:39 am
The post The Future of Exchange-Traded Notes (ETNs) appeared first on The White Law Group. [read post]
30 Oct 2019, 5:23 pm
To gain insight into where the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) have been focusing their oversight and what their priorities will be in 2020, look no further than their recent words and deeds. [read post]
30 Oct 2019, 5:23 pm
To gain insight into where the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) have been focusing their oversight and what their priorities will be in 2020, look no further than their recent words and deeds. [read post]
30 Oct 2019, 5:22 pm
U.S. regulators, in particular the Commodity Futures Trading Commission (“CFTC”), are intently pursuing market manipulation enforcement. [read post]
30 Oct 2019, 5:22 pm
U.S. regulators, in particular the Commodity Futures Trading Commission (“CFTC”), are intently pursuing market manipulation enforcement. [read post]
30 Oct 2019, 4:56 pm
Commodity Futures Trading Commission (“CFTC”) Chairman Heath P. [read post]
29 Oct 2019, 7:07 am
Commodity Futures Trading Commission, or CFTC, has jurisdiction when a virtual currency is used in a derivatives contract. [read post]
24 Oct 2019, 2:40 pm
**************************** This month the U.S. [read post]
24 Oct 2019, 6:54 am
The Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), and the Securities and Exchange Commission (SEC) today announced joining the Global Financial Innovation…Read the Full Press ReleaseHave a securities law question? [read post]
18 Oct 2019, 9:05 pm
Commodity Futures Trading Commission (CFTC) asserts that cryptocurrency is a commodity. [read post]
15 Oct 2019, 1:01 am
” Thus, in 1914, Congress passed two additional antitrust laws: the Federal Trade Commission Act, which created the FTC, and the Clayton Act. [read post]
24 Sep 2019, 7:07 am
Commodities Futures Trading Commission (CFTC) And Bank Secrecy Act (BSA) The CFTC is the regulator “charged with ensuring the integrity of the futures & swap markets”. [read post]
15 Sep 2019, 11:39 am
The NFA is subject to the broad authority of the Commodity Futures Trading Commission. [read post]
9 Sep 2019, 7:51 am
(OCC) reportedly to pay $20 Million in Penalties According to a press announcement on Sept. 4, 2019,the Securities and Exchange Commission and the Commodity Futures Trading Commission announced that the Options Clearing Corp. [read post]
16 Aug 2019, 11:48 am
The Commodity Futures Trading Commission filed suit against five entities and four individuals on August 12, 2019, in the Northern District of Illinois for running a $103 million fraudulent binary options scheme. [read post]
30 Jul 2019, 9:05 pm
Both the SEC and the Commodity Futures Trading Commission (CFTC) currently have some statutory authority to oversee crypto-markets and they have recently started enforcing regulations on the sector more rigorously. [read post]
29 Jul 2019, 1:27 pm
Further, the Commodity Futures Trading Commission announced on the same day a separate settlement with the Merrill Lynch Commodities unit of Bank of America, requiring it to “pay an $11.5 million civil fine, cooperate with any related investigations, and remediate practices,” according to the article. [read post]
