Search for: "U.S. v. Walsh*" Results 441 - 460 of 649
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30 Mar 2011, 7:00 am by Kara OBrien
John Walsh, Chief Counsel of the SEC’s Office of Compliance Inspections and Examinations, recently stated that RIAs, while gearing up for the inevitable SEC examination, should ensure employees understand their obligations; have an effective compliance program with a chief compliance officer who possesses the authority to implement and enforce the compliance program; engage senior management and the board of directors in compliance matters; and conduct, at least annually, compliance… [read post]
9 Mar 2011, 5:00 pm by Olivia
Teenjury provided details last week on Walsh v Badger Catholic. [read post]
3 Mar 2011, 4:13 pm by Olivia
 This very question is pending before the U.S. [read post]
1 Mar 2011, 12:24 pm
Supreme Court oral argument in Camreta v. [read post]
8 Feb 2011, 7:01 am
 Suppose that D is charged with violating XGSS in connection with V's death by drowning and successfully argues to the State X Supreme Court that XGSS violates the X Constitution. [read post]
3 Jan 2011, 5:21 pm by Gene Quinn
It has been an interesting year for us at IPWatchdog.com, from getting sued in January 2010, to exclusive interviews with the likes of Chief Judge Randall Rader, Chief Judge Paul Michel, Former U.S. [read post]
30 Nov 2010, 1:58 pm
Breyer delivered the opinion for a unanimous U.S. [read post]