Search for: "UBS AG"
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2 Dec 2008, 10:07 pm
Those clients are: Novartis AG, Panasonic Corp., Qatar Investment Authority, and UBS AG. [read post]
20 Sep 2019, 11:22 am
November 2008 to August 2013, Konecny was registered with UBS Financial Services Inc. [read post]
28 Aug 2022, 9:45 am
From August 1997 through February 2002, Serizawa was registered with UBS Painewebber Incorporated. [read post]
6 Feb 2023, 9:05 pm
The sample consists of 584 U.S. citizens above the age of 18. [read post]
27 Sep 2017, 9:18 am
Medals and trophies were awarded to the fastest runners in their respective age categories, with results being posted on the Bakersfield Track Club website. [read post]
27 Sep 2017, 9:18 am
Medals and trophies were awarded to the fastest runners in their respective age categories, with results being posted on the Bakersfield Track Club website. [read post]
18 Jun 2012, 11:42 am
., age 64, of Kingwood, Texas; Steven P. [read post]
5 Aug 2010, 3:49 pm
These structured products were sold and described by UBS AG to investors as an elaborately-engineered vehicle that had been created to provide both upside returns and downside protection. [read post]
20 Dec 2018, 8:00 am
Nov. 14, 2018), available here, the question presented was whether the Kovel Doctrine protected communications between Citco Group’s in-house lawyers and its outside counsel where those communications included non-lawyers at UBS AG, which served as Citco Group’s investment banker on the subject transaction. [read post]
30 Aug 2017, 12:57 pm
The timing of these corrective actions is particularly notable, as the Justice Department announced its landmark deferred prosecution agreement with UBS AG, the largest bank in Switzerland, in February 2009, and the Internal Revenue Service unveiled its Offshore Voluntary Disclosure Program approximately 30 days later. [read post]
20 Dec 2018, 8:00 am
Nov. 14, 2018), available here, the question presented was whether the Kovel Doctrine protected communications between Citco Group’s in-house lawyers and its outside counsel where those communications included non-lawyers at UBS AG, which served as Citco Group’s investment banker on the subject transaction. [read post]
14 Aug 2008, 8:34 pm
But now, UBS AG, Citigroup, Merrill Lynch, and most recently, Morgan Stanley and J.P. [read post]
17 Aug 2017, 2:38 pm
The timing of these corrective actions is particularly notable, as the Justice Department announced its landmark deferred prosecution agreement with the largest bank in Switzerland, UBS AG, in February 2009, and the Internal Revenue Service unveiled its Offshore Voluntary Disclosure Program approximately 30 days later. [read post]
1 May 2014, 11:17 am
Four Top Executives Relinquish Their Positions Many times when we hear about regulatory actions being leveled against investment firms, we often think of the old guard of financial institutions such as UBS AG or Credit Suisse. [read post]
30 Jan 2024, 10:13 am
• Coming of Age in Samoa: A Psychological Study of Primitive Youth for Western Civilisation, by Margaret Mead. [read post]
16 Mar 2009, 9:23 am
., Credit Suisse, and UBS AG. [read post]
2 Dec 2006, 7:11 am
.]), then I think the legal industry could evolve towards a model that looks like this: A few global powerhouses a la Citicorp, UBS, Morgan Stanley, Goldman Sachs; A host of mid-market firms: Wachovia, SunTrust, AG Edwards [Note: I view this tranche of the industry as inherently unstable and subject to implicit failure in the form of takeovers]; Some catering exclusively to the very high end: Bessemer Trust, US Trust; The commodity players: … [read post]
18 Jul 2012, 11:48 am
So far as the blind trust aspect of that is concerned, note that Romney himself once called blind trusts an "age-old ruse. [read post]
14 Dec 2015, 1:00 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
30 Nov 2015, 1:00 am
On Thursday 3 December it will hear the appeal of UBS AG v Commissioners for Her Majesty’s Revenue and Customs concerning whether certain arrangements for the provision of employee bonuses in the form of shares subject to forfeiture provisions fall within the exemption from income tax contained in the Income Tax (Earnings and Pensions) Act 2003, Chapter 2. [read post]
