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12 Jan 2011, 7:48 am
Even UBS AG, whose UBS Securities is the most active foreign underwriter in China, made a net profit in 2009 of only around 109.2 million yuan ($16.5 million), according to publicly available data. [read post]
11 Jan 2011, 8:36 am
For the first time in two years, Switzerland’s UBS AG has begun making markets in derivatives tied to municipal bonds and other securities. [read post]
29 Dec 2010, 5:00 am
UBS AG has agreed to pay $100,000 to settle charges that it failed to disclose the relationship. [read post]
19 Dec 2010, 1:52 pm
If you are thinking about transitioning into banking or work with that industry, the 43-page new dress code from Swiss bank UBS AG should get your attention. [read post]
14 Dec 2010, 6:04 pm
At least that's what the defendant put the odds at in this UBS case (via the AP):A former banker at Switzerland's UBS AG has been charged with tax fraud conspiracy for allegedly helping a wealthy U.S. client hide assets from the Internal Revenue Service.Banker Renzo Gadola was named in the charging document filed Tuesday in Miami federal court. [read post]
14 Dec 2010, 10:47 am
Nearly 15,000 taxpayers came forward during the previous IRS amnesty program last year after U.S. tax authorities reached landmark settlements with UBS AG where the Swiss bank agreed to reveal the identities of its US citizen clients who were suspected of under-reporting income and/or tax evasion. [read post]
3 Dec 2010, 1:16 pm
Last month, Picard sued UBS AG for at least $2 billion, claiming the company also helped Madoff in his fraud. [read post]
25 Nov 2010, 12:02 pm
The trustee charged with trying to recover money for investors who were swindled by disgraced financier Bernard Madoff is now suing UBS AG and related entities and individuals on allegations they enabled Madoff’s Ponzi scheme. [read post]
22 Nov 2010, 9:01 am
.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected against consultants, investment bankers, hedge-fund and mutual-fund traders and analysts across the nation, the Journal says.This looks like another instance where many of the very people who tell the layperson that the markets are rational and transparent are playing by completely different rules. [read post]
19 Nov 2010, 5:01 am
Consider UBS AG’s Return Optimization Securities with Contingent Protection, which was priced in July. [read post]
18 Nov 2010, 3:43 am
The Internal Revenue Service has withdrawn its John Doe summons in the UBS AG case, IRS Commissioner Douglas Shulman announced… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
5 Nov 2010, 6:38 pm
A Financial Industry Regulatory Authority arbitration panel has ordered UBS AG to pay two clients $529,688 over their purchase of Lehman Brothers Holdings notes. [read post]
2 Nov 2010, 7:35 am
She is seeking compensatory and punitive damages under New York City’s Human Rights Law for discrimination based on race, gender, national origin and age. [read post]
27 Oct 2010, 3:00 am
UBS AG, No. 09-600333-CR-COHN, Dismissal of Information, Oct 22, 2010-- leaves the tax cognoscienti wondering what the next step in its fight against secret offshore bank accounts will be. [read post]
26 Oct 2010, 5:28 am
The U.S. government’s dismissal of a criminal information against the Swiss bank UBS AG that was filed with the U.S. [read post]
18 Oct 2010, 2:17 am
Court of Appeal (Civil Division) Grimme Maschinenfabrik GmbH & Co KG v Scott (t/a Scotts Potato Machinery) [2010] EWCA Civ 1110 (15 October 2010) High Court (Chancery Division) Serious Organised Crime Agency v Szepietowski & Ors [2010] EWHC 2570 (Ch) (15 October 2010) High Court (Family Division) A County Council v SB & Ors [2010] EWHC 2528 (Fam) (15 October 2010) High Court (Administrative Court) Hair, R (on the application of) v Her Majesty’s Coroner for Staffordshire (South)… [read post]
8 Oct 2010, 2:59 pm
Two Detroit retirement system pension plans are suing UBS AG for allegedly defrauding them into investing and losing $40 million in a complex structured product called a Collateralized Loan Obligation or CLO. [read post]
7 Oct 2010, 4:42 am
"Former UBS AG client Federico Hernandez, who pleaded guilty to hiding Swiss accounts once valued at $8.8 million from U.S. tax authorities, was sentenced to a year in prison followed by six months of home confinement. [read post]
27 Sep 2010, 6:20 am
Birkenfeld–motivated in large part, he now acknowledges, by the new reward law–came to U.S. officials with documents in hand and laid out how his former employer, UBS AG, helped wealthy Americans hide money offshore. [read post]
22 Sep 2010, 10:37 pm
Forbes, How A $200,000 UBS Account Grew Into A $21 Million Penalty, by Janet Novack: Another former holder of a secret UBS AG account got off with probation Tuesday, when federal sentencing guidelines suggested a sentence of six months to a year. [read post]
