Search for: "UBS Ag"
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11 Nov 2011, 6:17 pm
The Swiss wants the deal to cover accounts dating back to 2009 when UBS paid its fine of $780 million. [read post]
17 Jul 2011, 8:49 am
UBS AG paid a reported $780 million USD as part of a deferred prosecution agreement. [read post]
8 Apr 2009, 3:22 pm
She also dismissed claims against Barclays Bank PLC and UBS AG. [read post]
4 May 2023, 5:56 pm
The reverberations echoed in Europe, sparking a renewed slump in Credit Suisse Group AG share prices, which resulted in a hastily arrange marriage with cross-town rival UBS Group AG orchestrated by the Swiss government. [read post]
14 Feb 2017, 2:34 pm
He was previously registered with UBS Financial Services, Inc. from November 1998 to March 2008, according to BrokerCheck records. [read post]
13 May 2010, 8:16 am
Get well soon, AG Biden.) [read post]
13 May 2010, 8:16 am
Get well soon, AG Biden.) [read post]
23 Jun 2016, 7:15 am
In October 2015, UBS AG agreed to pay $19.5 million to settle charges that it made false or misleading statements and omissions in offering materials provided to U.S. investors in structured notes linked to a proprietary foreign exchange trading strategy. [read post]
16 Oct 2019, 9:30 pm
From Sacred Texts to Social RegulationDefending Jewish Judicial Autonomy in the Islamic Middle Ages - Mark R. [read post]
13 Feb 2012, 3:40 pm
’s and UBS AG’s Japanese branches (see: Administrative Actions against UBS Securities Japan Ltd. and UBS AG, Japan Branches). [read post]
18 Dec 2014, 9:29 am
Financial professionals and brokerage firms that sell such products are required to perform adequate due diligence on the investments to ensure a reasonable likelihood of success, and to evaluate whether the investments are suitable in light of the client’s age, net worth, investment experience, and investment objectives. [read post]
27 Sep 2010, 6:20 am
Birkenfeld–motivated in large part, he now acknowledges, by the new reward law–came to U.S. officials with documents in hand and laid out how his former employer, UBS AG, helped wealthy Americans hide money offshore. [read post]
21 Nov 2022, 9:02 am
UBS Financial Services Inc. [read post]
27 Nov 2018, 5:36 am
In February 2018 Kujawski was terminated by UBS Financial Services, Inc. [read post]
28 Nov 2022, 9:02 am
UBS Financial Services Inc. [read post]
9 Jan 2019, 7:25 am
From March 2011 until November 2017 Murans was associated with UBS. [read post]
2 Aug 2008, 9:52 am
In this day and age, what is the stupidest, dumbest, most "arcane" method of communication when you are going to do something that is illegal, immoral or unethical? [read post]
2 Oct 2012, 1:00 pm
Among the defendants, besides Barclays, are JP Morgan Chase Bank (JPM), Citibank (C), Royal Bank of Scotland Group (RBS), Bank of America (BAC), Credit Suisse Group AG (CS), UBS (UBS), HSBC, Deutsche Bank AG (DB), Bank of Tokyo Mitsubishi, Royal Bank of Canada (RY), and others. [read post]
18 Apr 2008, 3:52 pm
In her December 2006 opinion (via New York Law Journal), SDNY Judge Denise Cote dismissed the claims against former parent Zurich Financial Services and its underwriters UBS AG and Merrill Lynch International and certain claims against Converium Holding AG and three Converium officers, but not all. [read post]
6 Jul 2015, 4:25 pm
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
