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19 Apr 2010, 8:11 am
Citigroup was the leader of those deals, followed by Merrill Lynch and Deutsche Bank, according to the Investment News story. [read post]
SEC Charges Goldman Sachs & Co. with Civil Fraud, and British and German Authorities May Follow Suit
18 Apr 2010, 3:05 pm
The news also impacted the broader markets, putting an end to a six-day U.S. stock market rally, and causing the European markets to slump.Founded in 1869, Goldman Sachs is currently the largest investment banking firm in the United States. [read post]
12 Apr 2010, 1:00 pm
Among the banks that helped sell those toxic assets to investors: Merrill Lynch, Lehman Brothers, Citigroup, UBS and JPMorgan Chase. [read post]
12 Apr 2010, 12:57 pm
The WSJ story, "UBS Whistle-Blower Rues the Tack, Not Tune," appears on page C-2 of today's Money and Investing section. [read post]
6 Apr 2010, 1:58 am
She also found that various statements about the bank’s loan underwriting practices on which the plaintiffs sought to rely were not false and misleading. [read post]
31 Mar 2010, 9:37 am
Per the court documents filed in March, the kickbacks were paid out of fees that came out of transactions entered into with Royal Bank of Canada and UBS. [read post]
17 Mar 2010, 7:16 am
Its objective is to nab US tax evaders who stash their money in accounts with foreign banks especially in the light of the confession of Swiss bank UBS of assisting its American customers in dodging taxes. [read post]
16 Mar 2010, 7:03 am
A diplomatic row almost erupted between the US and Swiss governments over the IRS demands that UBS bank of Switzerland reveal details of their US account holders suspected by the IRS of tax evasion. [read post]
10 Mar 2010, 9:37 am
Aradhana Sarin is leaving UBS to join Citigroup's global health care investment banking team in New York, according to an internal memo obtained by DealBook. [read post]
9 Mar 2010, 2:12 am
This question was underscored by the March 4, 2010 ruling by a Luxembourg court that individual investors who lost money in Madoff’s scheme lack standing to sue UBS AG and its auditor Ernst & Young for losses in the bank’s LuxAlpha funds. [read post]
3 Mar 2010, 7:47 am
UBS was just one of many investment banks and broker-dealers that represented auction rate securities as being safe, liquid cash equivalents. [read post]
1 Mar 2010, 12:27 am
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28 Feb 2010, 11:56 pm
The American Lawyer Swiss news agencies reported Wednesday that the government would ask Zurich-based banking giant UBS to reimburse it for outside legal costs stemming from the bank's long-running legal dispute with U.S. authorities over allegations of tax evasion by U.S. citizens holding UBS accounts. [read post]
25 Feb 2010, 2:27 pm
Shulman is accused of finding out through nonpublic, material information that the investment bank’s student loan auction rate securities program was in trouble and that there was a possibility that future auctions involving the student ARS would fail. [read post]
18 Feb 2010, 2:00 pm
Also on December 12, 2007, Shulman e-mailed the Investment Bank's Head of Public Finance, to say "we are in a difficult spot right now... [read post]
15 Feb 2010, 4:38 am
Following hard on the heels of the report concerning the indictment of the former Goldman Sachs trader, a brief report from Here is the City (a financial markets news aggregator), saying that Traders magazine is reporting that an arbitration case against three former UBS employees alleged to have stolen an algorithmic trading code has ruled in favor of the former employees. [read post]
15 Feb 2010, 4:38 am
Following hard on the heels of the report concerning the indictment of the former Goldman Sachs trader, a brief report from Here is the City (a financial markets news aggregator), saying that Traders magazine is reporting that an arbitration case against three former UBS employees alleged to have stolen an algorithmic trading code has ruled in favor of the former employees. [read post]
11 Feb 2010, 7:12 am
(Page 1)The SEC actually suspected the investment company was operating a Ponzi scheme and learned in their investigation that all of the investments were placed entirely through Madoff . . . . [read post]
2 Feb 2010, 7:00 am
Moran had maintained secret Swiss bank accounts at UBS AG. [read post]
1 Feb 2010, 8:05 am
Part 2 reveals while the banking system, and by extension the world, now has a massive new problem. [read post]
