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13 Jul 2018, 7:21 am by John Jascob
 Participants will review the changes that have come as a result of actions taken by banking agencies, including proposed amendments to the Volcker Rule, the proposed stress capital buffer, and the changes included in the recently enacted Economic Growth, Regulatory Relief, and Consumer Protection Act (including securities law provisions), and will gain insight into the additional changes that can be expected in the near term. [read post]
13 Jul 2018, 6:19 am
National Australia, Section 10(b), Securities enforcement, Securities fraud Investing for Impact Posted by Bhagwan Chowdhry (UCLA), Shaun Davies (University of Colorado, Boulder), Brian Waters (University of Colorado, Boulder), on Thursday, July 12, 2018 Tags: Benefit corporation, Capital formation, Corporate Social Responsibility, ESG, Reputation, Social capital, Sustainability ISS Senate Hearing Statement Posted by… [read post]
12 Jul 2018, 8:53 am by Hedge Fund Lawyer
  Featuring twenty eight speakers, including key-notes, John Burbank of Passport Capital and Mark Yusko of Morgan Creek Capital Management, CoinAlts East presented a broad spectrum of content essential to managers and investors in the digital asset space. [read post]
11 Jul 2018, 7:28 am by Jerry G. Sanchez
July 13, 2018, marks the comment deadline for the federal bank agencies’ proposed capital rules amendments to grant all banks the option to elect a three-year phase-in of the “day 1” regulatory capital effects from adopting the new and burdensome FASB Current Expected Credit Losses (CECL) methodology under GAAP (scheduled to become effective for the first group of banking organizations in their first fiscal year beginning after December… [read post]
10 Jul 2018, 9:27 am
Contents include:Yueh-Ping (Alex) Yang & Pin-Hsien (Peggy) Lee, State Capitalism, State-Owned Banks, and WTO's Subsidy Regime: Proposing an Institution TheoryMichael Viets, Piracy in an Ocean of Stars: Proposing a Term to Identify the Practice of Unauthorized Control of Nations' Space Objects SymposiumLawrence M. [read post]
10 Jul 2018, 9:18 am by Simon Lovegrove
Under the Fourth Capital Requirements Directive (2013/36/EU) (CRD), credit institutions are mandated to submit required information to their home Competent Authorities before exercising their free movement rights. [read post]
10 Jul 2018, 7:00 am by J. Dana Stuster
Palestinian officials told the Times that the drafts they had seen contained none of the concessions they had requested; Israel would control “the vast majority” of its settlements in the West Bank and the deal would preclude a Palestinian capital in East Jerusalem. [read post]
10 Jul 2018, 2:58 am by Walter Olson
Securities and Exchange Commission] “Why the Fall in IPOs Is a Threat to Popular Capitalism” [Diego Zuluaga, Cato] Tags: Australia, banks, CFPB, corporate governance, Securities and Exchange Commission, tobacco Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
9 Jul 2018, 12:46 pm by Silver Law Group
  Morgan Stanley DW Inc   Cynthia Mae Moore   The Huntington Investment Company   Felipe De Jesus U Munive   Allstate Financial Services, LLC   Gordon Beecher Nitka   MML Investors Services, LLC   MassMutual Life Insurance Company   Daniel Ochoa   Farmers Financial Solutions, LLC   Joshua Alexander Stephens-Anselm   JP Morgan Securities LLC   Capital One Bank NA   John Bradford Stoddard   Fidelity Brokerage… [read post]
9 Jul 2018, 12:43 pm by Silver Law Group
., Inc   Stanford Group Company   Gregory Alan Levine   First Allied Securities, Inc   MBM Capital Management   Thomas Williams Manley II   RBC Capital Markets, LLC   Lloyds Securities   Gurdey Singh Mann   NYLife Securities LLC   Christopher Quocthai Nguyen   TD Ameritrade, Inc   WellsFargo Bank   Brett Michael Williams   NY Life Securities LLC FINRA makes this information available, in part, to inform… [read post]
9 Jul 2018, 10:58 am by Renae Lloyd
In a pending customer dispute on April 2018, a client of Geneos Capital Management alleges “that in 2016 Mr. [read post]
9 Jul 2018, 8:50 am by Jack Prettejohn
The delegated regulation is based on the draft regulatory technical standards submitted by the European Banking Authority to the Commission, under article 312(4) of the Capital Requirements Regulation (to specify the assessment methodology under which competent authorities permit institutions to use AMAs). [read post]
7 Jul 2018, 1:18 am by INFORRM
Remember when the banks created the mac daddy of economic crashes? [read post]
6 Jul 2018, 7:01 am by Yasmin Chaudhary
Two years later, the shareholders needed Rimsevics’s influence within this agency, known as the Financial and Capital Market Commission (FCMC), in order to prevent Trasta Komercbanka from closing. [read post]
6 Jul 2018, 7:01 am by Yasmin Chaudhary
Two years later, the shareholders needed Rimsevics’s influence within this agency, known as the Financial and Capital Market Commission (FCMC), in order to prevent Trasta Komercbanka from closing. [read post]
5 Jul 2018, 1:36 pm by Tim Hewson
However, your Executor will still have to file your final income tax return (and also possibly pay capital gains taxes on some assets). [read post]