Search for: "E* Trade Securities LLC" Results 4581 - 4600 of 5,298
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13 Feb 2009, 8:00 am
(Afro-IP)   New Zealand Haka war dance now covered by intellectual property (Techdirt)   Nigeria Nigerian musicians want payment for music played on airplanes (Afro-IP)   Poland PARIS-DAKAR seeks to invalidate world trade mark registration for DAKAR by Polish company by the same name (Class 46)   South Africa Delays at the SA registry favour trade mark proprietor: Golden Fried Chicken (Pty) Ltd v Soulsa CC (Afro-IP)   Spain… [read post]
3 Jan 2017, 4:28 pm by Kevin LaCroix
  Third-Party Litigation Funding Hits the Big Time Any question that litigation funding has become a very big business was completely eliminated by the December 14, 2016 announcement of the merger between Burford Capital Ltd., the world’s largest litigation funding firm, and GKC Holdings, LLC, the parent company of Gerchen Keller Capital, the second-largest litigation funding firm. [read post]
1 Sep 2015, 4:52 am by SHG
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
1 Jul 2018, 5:34 am by SHG
“Speech is everywhere — a part of every human activity (employment, health care, securities trading, you name it),” she wrote. [read post]
19 Apr 2024, 1:46 am by Katelynn Minott, CPA & CEO
However, there are a few exceptions to BOIR filing: Publicly traded companies: Companies already registered with the Securities and Exchange Commission (SEC) are exempt from filing a BOIR because ownership information is already publicly available. [read post]
23 Nov 2020, 6:19 am by Andrew Appel
 (describing the holding of Commodity Futures Trading Comm’n v. [read post]
4 Nov 2010, 2:39 am by Sam E. Antar
More recently, I've raised questions of possible illegal insider trading by Patrick Byrne. [read post]
25 Aug 2017, 6:04 am
Miller, Ethics Metrics LLC, on Saturday, August 19, 2017 Tags: Banks, Capital requirements, Deposit insurance, Disclosure, Dodd-Frank Act, FDIC, Financial institutions, Financial regulation, Financial reporting, FSOC, Information asymmetries, Information environment, Investor protection, SEC, Stress tests, Systemic risk, Transparency Sales Practices: Third-Party Risk Management… [read post]
7 Mar 2022, 10:12 pm by Wilson Ang (SG) and Jeremy Lua (SG)
With thanks to Ernest Cheong, Trainee Solicitor, Ascendant Legal LLC, for assisting in the preparation of this update. [read post]
9 May 2011, 4:01 am by SHG
© 2011 Simple Justice NY LLC. [read post]
21 Oct 2016, 1:00 am
Langevoort, Georgetown University Law Center, on Thursday, October 20, 2016 Tags: Behavioral finance, Compliance & ethics, Disclosure, Diversity, Information environment, Insider trading, Investor protection, Market efficiency, Misconduct, Overconfidence, Securities regulation Voting Standards Are Not that Standard Posted by Daniel E. [read post]
24 Oct 2012, 1:45 pm by Stikeman Elliott LLP
Historically, the non-voting shares traded at a discount relative to the trading price of the common shares. [read post]
30 Mar 2011, 7:00 am by Kara OBrien
In the event the adviser becomes aware of any credit information about a portfolio security or an issuer of a portfolio security that suggests that the security is no longer a first-tier security or a second-tier security, as the case may be, the board (or its delegate) would have to reassess promptly whether the portfolio security continues to present minimal credit risks. [read post]
17 Jul 2019, 5:32 pm
In addition to unfair practices such as those committed by BP, the Center’s mandate includes areas such as securities and investment fraud, cyber fraud, insurance fraud, antitrust law, and trade regulation.This case is clearly much more than just a triumph for customers cheated by BP, although they certainly had a big win. [read post]