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8 Dec 2021, 7:27 am by CFM Admin
However, a CA RIA that: (i) is deemed to have custody solely because it acts as the general partner of a limited partnership, or a comparable position for another type of pooled investment vehicle; and (ii) otherwise complies with the California custody rule described above is exempt from the $35,000 minimum (and instead is required to maintain the $10,000 minimum). [read post]
8 Dec 2021, 11:27 am by CFM Admin
However, a CA RIA that: (i) is deemed to have custody solely because it acts as the general partner of a limited partnership, or a comparable position for another type of pooled investment vehicle; and (ii) otherwise complies with the California custody rule described above is exempt from the $35,000 minimum (and instead is required to maintain the $10,000 minimum). [read post]
7 Jan 2010, 8:34 am by admin
Basically, FIN 46 said there are no orphans: every child has one and only one father. [read post]
15 Dec 2017, 9:01 am by CFM Admin
Currently we know of only one qualified custodian capable of holding certain cryptocurrencies or digital assets. [read post]
15 Dec 2017, 9:01 am by CFM Admin
Currently we know of only one qualified custodian capable of holding certain cryptocurrencies or digital assets. [read post]
25 Aug 2010, 7:00 am by Lucas A. Ferrara, Esq.
" In January, New York State submitted an application for Round One of the competition and was named one of 16 finalists in March. [read post]
14 Feb 2022, 3:42 am by INFORRM
Caroline Kean, a partner at Wiggin and leading media defence lawyer, has urged MPs to show “guts” and act to protect public interest journalism in England and Wales from the existential threat posed by public figures and bodies attempting to shut down criticism. [read post]
10 Dec 2018, 12:13 pm by Bob Ambrogi
In the markets in which it competes, TR generally holds the number one or two position. [read post]
4 Apr 2022, 9:01 pm by Gary Gensler
ATSs for the equity and fixed income markets, though, are generally used by institutional investors. [read post]
7 Jun 2008, 2:31 pm
"Absolutely; and those who can pay cash are the ones where you know the deals will happen. [read post]
12 May 2011, 7:59 am by admin
  Transparency will help with relative equity, but it will hurt with the larger campaign – over their tax exemption itself. [read post]
26 Jun 2009, 9:17 am
Engaging with business partners in the most remote corners of the world became affordable at low cost, in an easy and uncomplicated manner. [read post]
20 Sep 2010, 10:30 am by Carolyn Elefant
  Always substantive, always skeptical (one of a minority of credible law practice management types who didn’t unquestioningly embrace Richard Susskind) and always spot-on (read his series on business models or non-equity partners to see what I mean), when Bruce MacEwen blogs, I along with 375,000 monthly page viewers listen. [read post]
2 Mar 2018, 9:42 am by Tim Springer
Term life insurance policies have no present value and do not accumulate equity. [read post]
30 Jun 2022, 5:58 am by Romain Farnoux
From cruise ships to containerships, tankers, and bulk carriers, and offshore vessels, shipowners are always on the lookout for financial partners to assist with the capital needs associated with newbuilds. [read post]
30 Jun 2016, 6:59 am by John Deacon
Finance: Although Brexit has inevitably resulted in significant uncertainty and volatility in the equity and debt markets, it is too early to assess its effects on many areas of finance. [read post]
14 Mar 2012, 2:05 am by Ken Shigley
In the younger colony of Georgia, where both lawyers and rum were initially prohibited, a year after the 1733 founding of Savannah a one room “Tabernacle and Court House” was included in the town plan. [read post]