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10 Sep 2019, 1:57 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA), Johnston, formerly registered with Capital Financial Services, Inc. [read post]
29 Apr 2021, 10:57 am
Full details of the new rule and the related amendments to the Books and Records Rule and for ADV can be reviewed in the SEC’s adopting release. [read post]
3 Feb 2010, 6:15 am
While filing for bankruptcy can ruin one's credit record, it can protect consumers from debt collection actions, including being taken to court. [read post]
31 Jul 2020, 4:00 pm
The case concluded in the midst of federal scrutiny of drugs produced overseas, and the regulatory agencies responsible for their approval and distribution. [read post]
8 Nov 2006, 2:55 am
From his record as the committee's Ranking Member, it is expected that Rep. [read post]
7 Apr 2023, 2:04 am
In 2022, a record 50.5 million Americans quit their jobs, leaving behind 11 million job openings. [read post]
2 Feb 2016, 7:02 am
This was recorded in Charlotte, North Carolina. [read post]
25 Sep 2014, 2:21 pm
” A record one-in-five adults aged 25 or older had never been married as of 2012, according to a Pew Research Center analysis of census data. [read post]
31 May 2021, 9:05 pm
Given the extent of cases within but also outside of the EU, it is likely to be a food item with a wide geographical distribution. [read post]
13 Sep 2021, 6:35 am
According to BrokerCheck records, Schmidt is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm LPL Financial LLC (LPL Financial) out of the firm’s Worcester, Massachusetts office location. [read post]
25 Aug 2021, 9:06 pm
Miller and his wife, from Bird-In-Hand, PA, own farms and a buyer’s club with sketchy records for food safety compliance. [read post]
10 Oct 2022, 1:07 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Kirk Badii (Badii) has at least eight disclosable events. [read post]
8 Feb 2009, 6:30 am
Another defense tactic in medical malpractice case is attempting to fabricate a distinction between "paper" and "electronic" records. [read post]
9 Nov 2007, 9:19 am
The Copyright Royalty Board today announced that it is taking comments on a settlement to establish royalties for the use of sound recordings to be paid by companies that are planning to provide audio services to be delivered with satellite and cable programming. [read post]
5 Aug 2014, 12:57 pm
While in general the modern elderly are more active, independent and healthy than at any time in recorded history, the sheer number of elderly persons needing basic and extraordinary care is growing. [read post]
5 Feb 2015, 11:45 am
That is because, for the first time in recorded history, scientists are on the verge of creating three-parent babies. [read post]
4 Oct 2019, 7:44 am
Federal court records show that jurors in Jacksonville found 39-year-old Katrina Brown and 57-year-old Reginald Brown guilty Wednesday on multiple charges. [read post]
12 Jan 2016, 6:57 am
Arnold of Arnold & Smith, PLLC answers the question “Do I have to sign a release allowing the insurance company to get my medical records? [read post]
2 Mar 2010, 10:12 am
But now it's near certain that Tenenbaum and his counsel, Harvard Law School Professor Charles Nesson, will have to fork over a few thousand dollars to the record labels for their shenanigans during the discovery process. [read post]
17 Feb 2009, 9:25 am
The Haystack Group (as in “a needle in a…”) does “Research on Information Access, Analysis, Management, and Distribution. [read post]