Search for: "SECURITIES CORP." Results 4581 - 4600 of 11,583
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22 Aug 2017, 10:07 am by Sabrina I. Pacifici
Roosevelt in 1932, 1936, and 1940 The 21st Amendment (ending Prohibition) The New Deal (Emergency Banking Act, Civilian Conservation Corps, Tennessee Valley Authority Act, Glass-Steagall Act, National Industrial Recovery Act, Wagner Act, Social Security Act, Rural Electrification Act, etc.) [read post]
3 Mar 2020, 7:01 am by Ben Kostyack
That same year, Japanese trading company Marubeni Corp. also settled its own FCPA case with the DOJ for $88 million. [read post]
30 Oct 2020, 11:19 am by Shepherd Smith Edwards & Kantas, LLP
Other firms where he used to be a broker include Paulson Investment Company, Aegis Capital Corp., Westpark Capital, Tejas Securities Group, Wynston Hill Capital, and Robotti & Co. [read post]
31 Jul 2009, 10:08 am by Donald W. Fohrman
The suit names Chisox Corp, Chicago White Sox, Ltd., At Your Services, LLC, Illinois Sports Facilities Authority, Illinois Sportservice Inc., and SDI Security Inc., "for failing to prevent her from drinking and properly check her id. [read post]
13 May 2008, 11:10 am
The buyout would be made through Unity Acquisition Corp, an entity controlled by Gull Holdings. [read post]
Government Accountability Office’s (GAO) recently announced denial of three protests filed by disappointed offerors Enterprise Services LLC, Accenture Federal Services LLC and CSRA LLC challenging the Social Security Administration’s award of an IT contract to Lockheed Martin Corp. [read post]
24 Feb 2007, 3:53 am
The flaw was uncovered late last year by Watchfire Corp., a security-analysis provider. [read post]
22 Jul 2009, 7:58 pm
Securities and Exchange Commission will for the first time demand that a chief executive officer forfeit profits from a fraud he didn't orchestrate, people familiar with the matter said. [read post]
12 Jun 2020, 3:33 pm by Tom Smith
With that, HSBC—which is short for Hong Kong Shanghai Banking Corp. [read post]
1 Jun 2016, 5:12 pm by Kevin LaCroix
Stein is the first decision by a federal court of appeals to evaluate this issue in light of CTS Corp. v. [read post]
13 Mar 2013, 11:50 am by Sheppard Mullin
The Second Circuit based its holding upon a principle first announced by the United States Supreme Court in Bell Atlantic Corp. v. [read post]
21 May 2024, 5:49 am by Spencer Reynolds
DHS has launched a hiring surge, bringing on 50 AI experts to form its “DHS AI Corps. [read post]
11 Aug 2011, 7:37 am by Lovechilde
  A classic example of News Corp.'s political influence in the United States occurred in 1995, after the FCC raised concerns about how New Corp. secured Fox broadcast licenses despite a law that limited foreign ownership of  local stations to 25%. [read post]
14 Nov 2023, 9:01 pm by renholding
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
30 Dec 2009, 8:07 am by Bridget Crawford
Wright was an Associate at the law firm of Wachtell, Lipton, Rosen and Katz, where she participated in negotiating, structuring and executing complex mergers, acquisitions and securities transactions. [read post]
21 Aug 2014, 10:03 pm by Dan Flynn
Amaral and Corda were immediately freed on secured bonds of $50,000 each. [read post]
10 Jun 2019, 11:00 am by Race to the Bottom
First, the mandate only applies to “issuers” on the national securities exchanges. [read post]