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27 Aug 2018, 7:55 am
He was also employed by Bank of America in Fort Worth, but was not registered there. [read post]
14 Nov 2016, 6:23 am
Sloan Colt Professor of Banking and International Finance at Columbia Business School. [read post]
23 Apr 2009, 1:47 pm
Financial results in the most recent quarter show significant deterioration in your firm's capital position that any reasonable investor would consider important so that there is essentially no doubt that federal securities laws require your firm to disclose the information in a current or periodic filing with the Securities and Exchange Commission. [read post]
24 Aug 2006, 5:38 pm
Gator Bowl officials want to keep pace with the other bowls that are just below the BCS, like the Cotton, Holiday and Capital One.In other bowl news, the Ft. [read post]
6 Oct 2016, 6:34 am
In our article, The Role of Financial Reporting and Transparency in Corporate Governance (Economic Policy Review, 2016), we review the recent corporate governance literature that examines the role of financial reporting in resolving agency conflicts among a firm’s managers, directors, and capital providers. [read post]
5 Jan 2011, 8:02 am
The attorneys at Eccleston Law are investigating Milowe Allen Brost (aka Milo Brost) for operating a $300 million Ponzi scheme with over 3,000 investors under the guise of various companies controlled by Brost including Capital Alternatives Inc. and Institute For Financial Learning Group of Companies, Inc. [read post]
18 May 2009, 11:23 am
Well, there's a bank in Colorado that is taking that spirit to a new level, advertising its suite of services to small businesses. [read post]
4 Dec 2023, 9:02 am
The draft Delegated Regulation follows an opinion that the European Banking Authority issued on 27 April 2023 which responded to a letter from the European Commission which notified the European Supervisory Authority that it would be adopting, with amendments, the final draft RTS. [read post]
14 Sep 2023, 10:06 am
Article 497(1)(b)(ii) sets out this transitional period for overseas CCPs which have applied to be recognised by the Bank of England after 27 June 2019. [read post]
28 May 2021, 7:57 am
In the coming months it will provide further input through the publication of two more reports on banking-type ancillary services, and on the use of technological innovation by central securities depositories (CSDs). [read post]
24 Aug 2021, 7:20 am
August 24, 2021 – This morning, investors of GPB Automotive Portfolio LP woke up to more worrisome news, as the Wall Street Journal reported that the GPB Capital Holdings LLC, is looking to sell its largest dealership group, Prime Automotive, raising speculation that the GPB Automotive is running out of cash. [read post]
23 Jun 2015, 3:13 am
Lafontaine-Torres worked as an Analyst in the investment bank Lehman Brothers Inc., during the summer of 2008. [read post]
6 Dec 2023, 8:59 am
Partially repeal and replace the European Banking Authority guidelines on connected clients under Article 4(1)(39) of the CRR. [read post]
31 Oct 2016, 1:43 pm
These proposed to take flows of collateral into account on a gross basis, contrary to the Basel Committee on Banking Supervision’s (“BCBS“) net approach. [read post]
6 Sep 2012, 12:20 pm
The team has represented real estate investment trusts and national underwriters in real estate capital market transactions. [read post]
5 Oct 2017, 5:20 pm
Uderitz of Vantage Capital Group is all focused on PHEAA’s alleged shortcomings and failures in servicing. [read post]
27 May 2021, 6:05 am
In the interim, an investor’s capital is invested in an array of mutual funds that can invest in bonds and stocks. [read post]
22 Jul 2016, 3:55 am
The shares would then become redeemable by the employees for cash, which they could pocket immediately or wait a further two years and pay Capital Gains Tax at a rate of only 10%. [read post]
4 Aug 2012, 8:15 pm
Congressman Bill Posey’s amendment, was introduced with Congressman Gregory Meeks (D-NY) to stop the IRS from implementing new misguided regulations expected to lead to billions of dollars of capital flight from U.S. banks to foreign institutions.However, agreements for the implementation of FATCA continue full speed ahead, burdening banks worldwide with more compliance. [read post]
31 Oct 2011, 1:55 pm
Herstein, president of NASAA and assistant director of the Nebraska Department of Banking andamp; Finance Bureau of Securities. [read post]
