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20 Sep 2022, 8:57 am
After several recent arbitration agreement legal decisions, are you still confused about California’s arbitration agreements in employment? [read post]
20 Sep 2022, 8:32 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 Sep 2022, 7:00 am
First, it should be noted that the bill doesn’t actually use the word “use” with the exception of a reference to use within the mandatory arbitration system that it creates. [read post]
20 Sep 2022, 6:49 am
” According to the FTC, this power imbalance is characterized by: Algorithms that dictate workers’ relationship with a gig platform and leave workers with “an invisible, inscrutable boss”Little leverage to demand transparency from gig companiesCommonly used mandatory arbitration clauses and class-action waiversConcentrated markets The statement asserts that many gig platforms exist in concentrated markets and, therefore, are “more likely to have and exert… [read post]
19 Sep 2022, 11:56 am
The seminar was held as a series of questions thrown out to the legal panel and consisted of discussion on the difference between mediation and arbitration: Question: Is arbitration, once […] [read post]
19 Sep 2022, 10:10 am
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
19 Sep 2022, 8:46 am
Nat’l Arbitration Forum, Inc., 243 Fed. [read post]
19 Sep 2022, 8:37 am
Firms that fail to do so, may be held responsible for any losses in a FINRA arbitration claim. [read post]
19 Sep 2022, 7:44 am
Claims may be brought in securities arbitration before FINRA. [read post]
19 Sep 2022, 7:44 am
Claims may be brought in securities arbitration before FINRA. [read post]
19 Sep 2022, 3:20 am
The proposal relies on a number of foundations: contractual considerations that relate to autonomy and efficiency; jurisdictional and procedural considerations, including the consent of a party to the jurisdiction of the court by general appearance; the increasing power of parties to re-order procedure; the more appropriate expression of the forum’s public interests and institutional considerations through overriding mandatory provisions; and finally the legal position regarding… [read post]
17 Sep 2022, 10:00 am
The Mavrick Law Firm represents businesses and their owners in breach of contract litigation and related claims of fraud, non-compete agreement litigation, trade secret litigation, trademark infringement litigation, employment litigation, and other legal disputes in federal and state courts and in arbitration. [read post]
17 Sep 2022, 9:15 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6671/securities-industry-commentator/Cuyahoga Gone in Appellate Ruling To Send Dispute to FINRA Arbitration (BrokeAndBroker.com Blog)Making lemonade of legal lemons, new wave of ERISA class actions accuse fiduciaries of 'imprudently' using low-fee, high-rated funds, like BlackRock TDFs / The lawsuits against 401(k) plan sponsors also… [read post]
17 Sep 2022, 9:15 am
Wells Fargo Wins FINRA Arbitration Against Former Rep With Three On And Off Lawyers (BrokeAndBroker.com Blog)SEC Buries the Lede About Stunning Misconduct in Its Office of the Ombudsman (BrokeAndBroker.com Blog)Former U.S. [read post]
17 Sep 2022, 9:15 am
Ungerleider, Candidate for FINRA 2022 Small Firm Member of the National Adjudicatory Council / FINRA and We Have Skin in the Game (BrokeAndBroker.com Blog)Wells Fargo Wins FINRA Arbitration Against Former Rep With Three On And Off Lawyers (BrokeAndBroker.com Blog)FINRA Fines and Suspends Former Rep for Non-disclosure of Misdemeanor Theft ChargeIn the Matter of Jimmie Scott Griffea, Respondent (FINRA AWC)FINRA Censures and Fines IBN Financial Services, Inc. for OBA SupervisionIn the Matter… [read post]
17 Sep 2022, 9:15 am
On top of everything, Wells Fargo sued Johnson for her alleged failure to repay two Promissory Notes.Case in PointIn a FINRA Arbitration Statement of Claim filed in July 2019, FINRA Member Firm Claimant Wells Fargo asserted breach of contract, promissory estoppel, unjust enrichment, tortious interference with contractua... [read post]
17 Sep 2022, 9:15 am
Suffice it to say, when you're supposed to get paid, you want to get paid, and, Schlang argues that he never executed a Settlement Agreement, never executed Mutual Releases, and, well, things went from bad to worse, and into court -- but should they be in a FINRA arbitration? [read post]
17 Sep 2022, 8:22 am
Claims may be brought in securities arbitration before FINRA. [read post]
17 Sep 2022, 7:53 am
Claims may be brought in securities arbitration before FINRA. [read post]
16 Sep 2022, 3:09 pm
Read moreCan Arbitration be Appealed? [read post]
