Search for: "Municipal State of New York, State of New York" Results 4601 - 4620 of 4,856
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7 Aug 2008, 9:30 pm
" The agreement was reached with the New York Attorney General's office and the U.S. [read post]
7 Aug 2008, 8:15 pm
New York Attorney General Cuomo announced today a landmark settlement with Citigroup to recover billions in auction-rate securities for investors nationwide. [read post]
6 Aug 2008, 4:14 pm
Citigroup, the largest U.S. bank by assets, has apparently been in talks this week with representatives from New York Attorney General Andrew Cuomo's office, state securities regulators and regulators with the U.S. [read post]
5 Aug 2008, 3:36 pm
"   Auction-Rate Crackdown Widens UBS Faces New Charges in New York, as Scrutiny of Wall Street's Role Intensifies By LIZ RA [read post]
4 Aug 2008, 5:43 pm
Brennan Lecture on State Courts and Social Justice at New York University School of Law, Challenges Facing an Independent Judiciary, 80 N.Y.U. [read post]
4 Aug 2008, 11:54 am
”  (For further discussion of the investigation, please click here).The settlement with the Attorney General does not affect the ongoing suits against UBS by the Massachusetts Securities Division or the New York Attorney General, which concern sales of ARS to non-governmental clients. [read post]
31 Jul 2008, 5:58 pm
Massachusetts regulators filed civil fraud charges against New York-based Merrill Lynch & Co. on July 31 for allegedly claiming that risky auction-rate securities were stable. [read post]
30 Jul 2008, 9:05 pm
The revelation comes on the heels of a lawsuit filed last Thursday by New York State Attorney General Andrew Cuomo which alleges UBS committed multibillion-dollar fraud when it steered clients into the auction-rate securities market. [read post]
30 Jul 2008, 4:04 pm
The allegation: that they systematically and intentionally gave lower ratings to states, municipalities and other public entities. [read post]
28 Jul 2008, 5:45 pm
The Weber-Morgan Health Department (HD) issued a news release indicating that three people had contracted E. coli O121:H19 from the same source, and that two had developed HUS. [read post]
25 Jul 2008, 7:18 pm
Yesterday, New York Attorney General Andrew Cuomo filed a civil fraud lawsuit against UBS alleging the banking behemoth knew the auction-rate securities market was on the verge of collapse when they told investors the securities were as safe as cash. [read post]
25 Jul 2008, 5:06 pm
Before its annual meeting in April, the New York-based company pledged to undertake periodic committee chair rotations. [read post]
24 Jul 2008, 9:29 pm
New York Attorney General Cuomo's complaint against UBS is the second of two (so far) bazooka blasts destroying whatever credibility UBS has left among its retail and institutional customers, its own financial advisers, and the issuers of auction-rate securities (ARS). [read post]
21 Jul 2008, 9:15 pm
Recently, Bloomberg News reported that slightly over 50% of all municipal auction rate securities had been redeemed or refinanced, but that the trend appears to be slowing. [read post]
21 Jul 2008, 2:41 pm
The American Federation of State, County, and Municipal Employees (AFSCME) and two state pension funds dropped plans to sue Bear and JPMorgan over the exclusion of proxy access proposals. [read post]
18 Jul 2008, 6:31 pm
The bylaw proposal was filed by the American Federation of State, County, and Municipal Employees as an alternative to proxy access resolutions, which the Securities and Exchange Commission has allowed companies to omit. [read post]
17 Jul 2008, 10:56 pm
Four of them have out-of-state convictions (three in Massachusetts and one in New York) and the charges against them are not listed on the Connecticut registry. [read post]
17 Jul 2008, 2:38 pm
Not surprisingly, cities like New York and Chicago are combing the case to see whether their own laws are vunerable, and at least one locality, San Francisco, has been already been sued. [read post]
14 Jul 2008, 5:04 pm
New York (1998) nor failed to establish intelligible guidelines as to when the agency could invoke the waiver. [read post]