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8 Dec 2021, 7:27 am by CFM Admin
California-registered investment advisers (“CA RIAs”) that manage pooled investment vehicles and are deemed to have custody of client assets are also subject to independent party surprise examinations. [read post]
8 Dec 2021, 11:27 am by CFM Admin
California-registered investment advisers (“CA RIAs”) that manage pooled investment vehicles and are deemed to have custody of client assets are also subject to independent party surprise examinations. [read post]
22 Mar 2019, 5:50 pm by Bill Marler
She reviewed his blood work and deemed him clinically stable and appropriate for continued self-care at home. [read post]
12 Oct 2021, 5:55 am by Kevin Kaufman
Wireless service is often the sole means of communications and connectivity for Americans, especially younger people, and those with low incomes. [read post]
12 Jul 2017, 3:50 am by Kevin LaCroix
Ransomware attacks target the most vulnerable part of a company’s computer networks: people. [read post]
15 Jan 2023, 6:33 pm
It is hard for the state to be held hostage to the Americans by operation of the consequences of the policies that now are deemed essential to stability. [read post]
8 Oct 2017, 2:01 pm
The Working Group for Transnational Corporations and Other Business Enterprises traditionally presents a report to the UN General Assembly a few weeks before organizing its Forum on Business and Human Rights. [read post]
22 Dec 2020, 9:43 am by CFM Admin
California-registered investment advisers (“CA RIAs”) that manage pooled investment vehicles and are deemed to have custody of client assets are also subject to independent party and surprise examinations. [read post]
22 Jan 2024, 9:01 pm by renholding
You are probably well acquainted with its successor, rule 506.[2] Prior to the adoption of former rule 146 in April 1974, the Commission did not have rules interpreting section 4(2) of the Securities Act.[3] As a result, issuers faced uncertainty in determining whether a sale of securities did not involve “any public offering” and in applying case law on the topic, including the Supreme Court’s decision in SEC v. [read post]
14 Jan 2025, 9:01 pm by renholding
For better or worse, over the course of my career, I have had the opportunity to participate in the response to three financial crises – the thrift and banking crisis of the 1980s and early 1990s as a member of the staff of the Senate Banking Committee, the Global Financial Crisis of 2008 as Vice Chairman of the FDIC, and the three large regional bank failures in the spring of 2023 as FDIC Chairman. [read post]
26 Feb 2015, 7:00 am by Robert Chesney
Prepared Testimony of Robert Chesney Charles I. [read post]
22 Jan 2020, 6:00 am by Kevin Kaufman
By the end of World War II, over 40 percent of Americans smoked cigarettes, but today, millions of people are giving up cigarettes and only 13.7 percent of the population smokes regularly.[1] Some former smokers have substituted cigarettes with electronic cigarettes, oral smokeless tobacco, or other tobacco-free nicotine products. [read post]
13 Nov 2024, 9:01 pm by eorozco
  Key Terms   Country of Concern   Currently includes the People’s Republic of China (inclusive of the Special Administrative Areas of Hong Kong and Macau) (31 C.F.R. [read post]
31 Jan 2019, 2:03 pm by Kevin LaCroix
John Reed Stark As cybersecurity has become an increasingly important consideration for all corporate operations, one of the most pernicious problems has been the rise of so-called “ransomware” attacks – that is, systems breaches in which hackers take control of corporate networks and demand ransom payments as a condition of unlocking the systems. [read post]
13 Dec 2024, 1:18 pm by CFM Admin
December 13, 2024 Clients, Friends, and Associates: As we near the end of 2024, we have highlighted in this update certain recent industry developments that will impact many of our clients. [read post]
13 Apr 2024, 3:33 pm by admin
The FDA deemed the data inadequate to answer its safety concerns. [read post]
5 Oct 2021, 8:21 am
Professor of Law & Director of Clinical Legal Education, UC Davis School of Law--Robert Cover as Critical Race Theorist   Mark Graber, University System of Maryland Regents Professor, University of Maryland Carey School of Law & Sandford V. [read post]