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9 Apr 2020, 8:26 am
A view from the Netherlands Over the coming weeks, partners from our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
8 Jul 2009, 11:21 am
The Administration's proposal also would create the CFPA, which would have exclusive authority to issue rules for consumer financial products and services, and primary authority to enforce the consumer protection laws covering financial products and services that the FTC currently enforces. [read post]
10 Jul 2020, 9:37 am
The CFPB’s complaint alleges that Timemark marketed its debt relief services online and provided a telephone number for consumers to call to sign up for services. [read post]
9 Feb 2011, 8:21 am
The CFPB has also announced the creation of a future Consumer Response Center to receive consumer complaints and inquiries related to consumer financial services. [read post]
17 Jul 2007, 8:25 am
Tom began by addressing the value of financial news and news in general. [read post]
11 Aug 2022, 2:50 pm
To submit recommendations for consideration and inclusion in ComplexDiscovery’s cyber, data, and legal discovery-centric service, product, or research announcements, contact us today. [read post]
25 Nov 2020, 12:34 pm
On 20 November 2020, the Financial Sector Conduct Authority issued a draft Declaration of Crypto Assets as a Financial Product under the Financial Advisory and Intermediary Services Act 2002 (FAIS Act). [read post]
7 May 2011, 8:43 am
Senate Republicans are threatening to block any nominee to head the Consumer Financial Protection Bureau unless Democrats agree to change the agency [read post]
25 Mar 2019, 8:07 am
However, as noted in the last couple of financial results presentations by Spotify, the rising popularity of discounted access plans has impacted on ARPU. [read post]
10 Sep 2009, 8:33 am
Next week a subcommittee will hold a hearing on "the role of technology in financial services oversight. [read post]
16 Apr 2009, 3:40 am
Daniel Sokol An op-ed piece in the Financial Times on Tuesday suggests the need to make a break from Chicago School economics. [read post]
12 Oct 2009, 10:50 pm
Sunlight Foundation: "One year after the biggest economic collapse since the Great Depression, Congress is still debating new financial regulations... [read post]
20 May 2010, 12:06 pm
Barney Frank, who chairs the House Financial Services Committee, told CNBC that he hopes that compromise legislation would be ready for President Obama’s signature before the July 4 holiday. [read post]
11 Jun 2012, 10:32 am
It’s also interesting to see that financial services are the primary online service for most of these firms. [read post]
17 Aug 2020, 8:55 pm
This includes senior management and those in legal, compliance and risk teams who have or are developing financial services expertise. [read post]
23 Mar 2018, 6:06 am
FINRA provides regulatory services to the financial industry, without the need of taxpayer funding and is not a part of the U.S. [read post]
29 Jun 2018, 2:18 pm
Financial Planning provides breaking and daily news coverage as well as analysis to help independent financial advisors better their business, practice and client services. [read post]
29 Jun 2018, 2:18 pm
Financial Planning provides breaking and daily news coverage as well as analysis to help independent financial advisors better their business, practice and client services. [read post]
4 Feb 2015, 3:56 pm
(“HFI”), a Los Angeles-based financial services company, filed a complaint for trademark infringement to prevent Hana Bank from using its name in the United States. [read post]
20 Jul 2018, 12:48 pm
Such disclosures on a broker’s record can reveal a financial incentive for the broker to recommend high commission products or services. [read post]
