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16 Sep 2022, 3:09 pm by Emily Holland
A common question that a person considering arbitration will ask is whether the arbitration decision, called an award, may be appealed. [read post]
16 Sep 2022, 10:39 am by The White Law Group
         The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
16 Sep 2022, 10:19 am by Robert Foster
 The basis for the District Court’s ruling was that AB 51 (1) violates the FAA by putting arbitration agreements on an unequal footing with other contracts by specifically targeting arbitration agreements and imposing a higher consent requirement on them; and (2) interferes with the FAA’s goal of promoting arbitration by subjecting employers who seek to enter into arbitration agreements to civil and criminal penalties. [read post]
16 Sep 2022, 10:18 am by The White Law Group
        The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
Customers Were Sold Private Equity Shares By Ex-Georgia Broker and Southport Capital Investment Adviser John Woods  A Financial Industry Regulatory Authority (FINRA) arbitration panel in Atlanta has ordered Oppenheimer & Co. to pay several investors $36.7M in the wake of losses sustained in the alleged $110M Horizon Private Equity III Ponzi Scheme. [read post]
16 Sep 2022, 8:03 am by Staff Attorney
  Claims may be brought in securities arbitration before FINRA. [read post]
16 Sep 2022, 6:03 am by Thomas Dominczyk
Court of Appeals for the Third Circuit recently confirmed that parties may contractually delegate questions of arbitrability to the arbitrator and reversed a District Court’s order denying a debt buyer's motion to compel arbitration when there was a question about the validity of assignment of the underlying contract. [read post]
15 Sep 2022, 9:00 pm by Ann Pearson
Kim now works as a solution consultant for Opus 2, a legal technology company that offers a streamlined case management solution for everything from document management to hearings, arbitrations, and trials. [read post]
15 Sep 2022, 9:05 am by Mark J. Levin
 Moreover, consumer arbitration agreements are not “forced,” as the letter contends, since most of them give consumers the right to reject the arbitration provision without affecting any other terms of the contract. [read post]
15 Sep 2022, 8:51 am by Stephen Rosenberg
The alert discusses a recent federal district court decision out of Arizona requiring the participant in an ESOP to arbitrate her claim, rather than bring a putative class action case in federal court, based on a mandatory arbitration clause in the plan document. [read post]
15 Sep 2022, 8:35 am by The White Law Group
  For more information on The White Law Group and its representation of investors in FINRA arbitration claims, please visit https://www.whitesecuritieslaw.com  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
15 Sep 2022, 6:30 am by Iorio Altamirano
Continue reading The post Western International Securities Denies Violating Regulation Best Interest in Recommending and Selling Risky and Illiquid GWG L Bonds to Retail Investors appeared first on Securities Arbitration Lawyer Blog. [read post]
15 Sep 2022, 4:45 am
The agreement, which is governed by German law, provides that arbitration take place in Munich and that the arbitration panel be formed by Luxshare and ZF each choosing one arbitrator and those two arbitrators choosing a third. [read post]
14 Sep 2022, 8:02 pm by Emily Holland
Read more The post Disadvantages of Arbitration appeared first on ADR Times. [read post]
14 Sep 2022, 8:02 pm by Emily Holland
Read moreDisadvantages of Arbitration The post Disadvantages of Arbitration appeared first on ADR Times. [read post]
14 Sep 2022, 5:42 pm by Sabrina I. Pacifici
In their book ‘Law by Algorithm’, Horst Eidenmüller and Gerhard Wagner accentuate this hesitance in a paradigmatic way: while the chapter on ‘Arbitration’ is optimistic regarding the use of algorithms in law (‘… nothing that fundamentally requires human control …’), the authors’ view turns much more pessimistic when trying to specify the perspective of the ‘digital judge’. [read post]