Search for: "DIVISION OF RISK MANAGEMENT"
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9 Apr 2010, 9:11 am
Bob will provide leadership and direction to this important office and will integrate the operation into his risk management office once the final structure is completed and formalized through the Departmental clearance process. [read post]
9 Apr 2010, 5:51 am
Kelsoe Jr., manager of the six funds; Brian B. [read post]
8 Apr 2010, 8:49 pm
The enforcement division is also accusing fund portfolio manager Kelsoe of acting arbitrarily when he told Morgan Keegan’s Fund Accounting department to adjust prices in a manner that would make certain portfolio securities’ fair value go up. [read post]
8 Apr 2010, 9:32 am
” Another potentially damning piece of evidence is a May 2007 email sent by Gary Stringer, who headed Morgan Keegan’s Wealth Management Services division. [read post]
8 Apr 2010, 9:01 am
Robert Khuzami, director of the SEC's Division of Enforcement, said, "This scheme had two architects—a portfolio manager responsible for lies to investors about the true value of the assets in his funds, and a head of fund accounting who turned a blind eye to the fund's bogus valuation process. [read post]
8 Apr 2010, 8:15 am
More than a year ago, I cautioned employers about the legal risks of unpaid internships. [read post]
8 Apr 2010, 7:38 am
The portfolio manager cited by the SEC is James C. [read post]
8 Apr 2010, 5:30 am
As part of my EEA/LS Division's roll-out of our new proactive services with open pricing, I will be hosting a webinar on Managing Employment Litigation Risk With Proactive Statistical Analyses on Wednesday, April 21, 2010 at 1:00 pm, Eastern Daylight Time. [read post]
8 Apr 2010, 3:40 am
Note: iBusiness Reporting is a division of Fraud Discovery Institute which was co-founded by convicted felon, turned fraud fighter Barry Minkow. [read post]
7 Apr 2010, 7:14 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
7 Apr 2010, 3:27 pm
For example, last October, a Goldman vice president, Adam Storch, was named managing executive of the SEC's enforcement division. [read post]
7 Apr 2010, 12:30 pm
Guidant's Cardiac Rhythm Management division, which produced the defibrillators, is headquartered in Arden Hills, Minnesota. [read post]
7 Apr 2010, 5:30 am
EEA/LS Offers Employment Litigation Risk Management Services Featuring Open PricingWednesday, April 7, 2010Minimax Consulting is pleased to announce that their Equal Employment Advisory and Litigation Support Division (EEA/LS) now offers employment litigation risk management services with open pricing. [read post]
6 Apr 2010, 4:08 pm
Name of Unit/Division/Branch 2. [read post]
6 Apr 2010, 12:51 pm
Leave them a roadmap that's easy to follow or risk having a goodly portion of what you own end up unclaimed, sitting in the Abandoned Property Division of the Massachusetts Treasury (which consistently totals over $200 million annually). [read post]
6 Apr 2010, 6:01 am
One model is to subscribe to services provided by proxy advisory firms (today, principally Risk Metrics, Glass Lewis and Proxy Governance), ranging from outsourcing the mechanics for actually voting shares (a not insignificant logistical and cost issue if the investment manager’s portfolio includes hundreds or thousands of companies), to making recommendations on how to vote all portfolio companies’ shares on all matters brought to shareholder meetings, to exercising… [read post]
5 Apr 2010, 10:29 pm
Guidant’s Cardiac Rhythm Management division, which produced the defibrillators, is headquartered in Arden Hills, Minnesota. [read post]
5 Apr 2010, 7:40 pm
They pointed out that those colleges that decided to pay athletes would find their academic accreditation at risk. [read post]
5 Apr 2010, 3:37 am
" The idea behind "three strikes" is that infringing recidivists should risk losing their ability to further infringe. [read post]
4 Apr 2010, 9:45 am
There is treatment available in prison as well as close supervision, treatment and individualized case management, with appropriate restrictions, for those on parole and probation. [read post]
