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12 Jul 2018, 6:06 am by Staff Attorney
Rankin has been in the securities industry for 42 years and has been registered with UBS Financial since 2009. [read post]
12 Jul 2018, 6:01 am by Staff Attorney
According to BrokerCheck records financial advisor Herbert Voss (Voss), formerly associated with Stockcross Financial Services, Inc. [read post]
The cases, listed newest to oldest, and the Court’s summaries are as follows: Union of Medical Marijuana Patients, Inc. v. [read post]
11 Jul 2018, 2:14 pm by Staff Attorney
Hagan has been in the securities industry for 29 years and has been registered with Voya Financial since 1999. [read post]
10 Jul 2018, 5:30 am by Kenneth J. Vanko
The self-emailing phenomenon is not new, but in and of itself it is no panacea for a trade secrets claim. [read post]
10 Jul 2018, 3:57 am by Hedge Fund Lawyer
Enforcement SEC Takes Civil Actions Against Fraudulent ICO On April 2, 2018, the SEC filed a complaint in the United States District Court for the Southern District of New York against Centra Tech., Inc. [read post]
9 Jul 2018, 2:03 pm by Aaron Rubin
  On June 27, 2018, the New York Court of Appeals ruled that Ambac Assurance Corporation (“Ambac“) could not recover the full $2.2 billion in damages it sought in the form of claim payouts on $25 billion worth of securitized mortgages from Countrywide Home Loans, Inc. [read post]
6 Jul 2018, 11:46 am by Staff Attorney
From April 1990 to March 2006, Meyers was a registered representative with Advest, Inc. [read post]
5 Jul 2018, 11:50 am by Cynthia Marcotte Stamer
The page also includes resources for specific industries and OSHA workplace standards. [read post]
4 Jul 2018, 4:58 pm by Joy Waltemath
The employee, who had been employed by Haveg Industries, Inc. as a maintenance worker, had regularly handled asbestos products manufactured by Georgia Southern University Advanced Development Center (Herty) and by Hollingsworth and Vose Company in his role as a pipe maker and fitter. [read post]
4 Jul 2018, 11:36 am by Staff Attorney
Paolucci has been in the securities industry for 18 years and has been registered with Cuna Brokerage since 2016. [read post]
3 Jul 2018, 11:41 am by Staff Attorney
The securities attorneys at Gana Weinstein LLP are currently investigating Peachcap Securities, Inc. [read post]